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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
51
Bristol-Myers Squibb
BMY
$123B
$3.23M 0.68%
52,122
-45,330
-47% -$2.79M
FTNT icon
52
Fortinet
FTNT
$117B
$3.22M 0.67%
108,345
-97,365
-47% -$2.46M
RDS.A
53
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$3.13M 0.65%
88,940
-43,593
-33% -$1.36M
ALL icon
54
Allstate
ALL
$65.3B
$3.1M 0.65%
28,182
-37,922
-57% -$3.73M
WMT icon
55
Walmart Inc
WMT
$893B
$3M 0.63%
62,463
-68,307
-52% -$3.32M
CWB icon
56
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$2.89M 0.61%
+34,956
New +$2.64M
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.29T
$2.86M 0.6%
32,600
-15,960
-33% -$1.35M
SPYV icon
58
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.8B
$2.85M 0.59%
82,714
-219
-0.3% -$7.12K
NVS icon
59
Novartis
NVS
$285B
$2.82M 0.59%
29,817
-14,629
-33% -$1.28M
IGM icon
60
iShares Expanded Tech Sector ETF
IGM
$10.1B
$2.81M 0.59%
48,192
-5,232
-10% -$287K
NXPI icon
61
NXP Semiconductors
NXPI
$67.5B
$2.8M 0.59%
17,612
-15,304
-46% -$2.26M
MU icon
62
Micron Technology
MU
$977B
$2.77M 0.58%
36,846
-35,132
-49% -$2.12M
COF icon
63
Capital One
COF
$127B
$2.77M 0.58%
28,008
-40,352
-59% -$3.43M
QDF icon
64
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$2.64M 0.55%
53,433
-62,130
-54% -$2.93M
VRTX icon
65
Vertex Pharmaceuticals
VRTX
$122B
$2.63M 0.55%
+11,114
New +$2.55M
XLI icon
66
State Street Industrial Select Sector SPDR ETF
XLI
$33B
$2.44M 0.51%
27,513
-29,870
-52% -$2.52M
CSCO icon
67
Cisco
CSCO
$436B
$2.42M 0.51%
54,189
-42,259
-44% -$1.74M
XLU icon
68
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$2.24M 0.47%
71,418
+55,350
+344% +$1.75M
SDY icon
69
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$2.16M 0.45%
20,427
-1,387
-6% -$140K
VEU icon
70
Vanguard FTSE All-World ex-US ETF
VEU
$65.3B
$2.11M 0.44%
+36,217
New +$1.97M
DVY icon
71
iShares Select Dividend ETF
DVY
$23.6B
$2.05M 0.43%
21,343
+875
+4% +$79.4K
VNQ icon
72
Vanguard Real Estate ETF
VNQ
$39.4B
$2.05M 0.43%
+24,102
New +$2M
IYW icon
73
iShares US Technology ETF
IYW
$24.1B
$2.03M 0.42%
23,863
-597
-2% -$47.7K
HON icon
74
Honeywell
HON
$71.7B
$1.97M 0.41%
9,812
-7,360
-43% -$1.34M
OLED icon
75
Universal Display
OLED
$3.81B
$1.95M 0.41%
8,498
-7,151
-46% -$1.53M
1 2
3
4 5

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.