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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
26
Goldman Sachs
GS
$300B
$9.65M 1.02%
29,809
+177
+0.6% +$59.1K
FPE icon
27
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$9.49M 1%
594,184
-77,459
-12% -$1.25M
DE icon
28
Deere & Co
DE
$160B
$8.7M 0.92%
22,980
+726
+3% +$299K
HD icon
29
Home Depot
HD
$331B
$8.67M 0.91%
28,698
-10,299
-26% -$3.31M
PAUG icon
30
Innovator US Equity Power Buffer ETF August
PAUG
$861M
$8.27M 0.87%
266,375
-398,039
-60% -$12.6M
MCK icon
31
McKesson
MCK
$100B
$8.21M 0.87%
18,848
+636
+3% +$268K
SCHB icon
32
Schwab US Broad Market ETF
SCHB
$43.2B
$8.2M 0.86%
493,371
-494,148
-50% -$8.55M
KR icon
33
Kroger
KR
$35.4B
$8.14M 0.86%
181,904
+4,625
+3% +$218K
FTNT icon
34
Fortinet
FTNT
$119B
$7.99M 0.84%
136,207
+19,984
+17% +$1.32M
CMI icon
35
Cummins
CMI
$87.5B
$7.74M 0.82%
33,895
+460
+1% +$111K
VRTX icon
36
Vertex Pharmaceuticals
VRTX
$121B
$7.66M 0.81%
22,019
+85
+0.4% +$29.7K
OKE icon
37
Oneok
OKE
$57.2B
$7.6M 0.8%
119,867
-52,996
-31% -$3.46M
ORLY icon
38
O'Reilly Automotive
ORLY
$72.9B
$7.44M 0.78%
122,730
+570
+0.5% +$35.8K
NVO
39
Novo Nordisk
NVO
$208B
$7.42M 0.78%
81,618
+8,520
+12% +$751K
BIL icon
40
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$7.31M 0.77%
79,597
-99
-0.1% -$9.07K
LONZ icon
41
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$580M
$7.22M 0.76%
143,587
+43,457
+43% +$2.17M
ACN icon
42
Accenture
ACN
$102B
$7.16M 0.76%
23,321
+243
+1% +$76.6K
MSCI icon
43
MSCI
MSCI
$41.6B
$6.77M 0.71%
13,186
-4,195
-24% -$2.2M
NXPI icon
44
NXP Semiconductors
NXPI
$57.8B
$6.73M 0.71%
33,482
+2,538
+8% +$525K
REGN icon
45
Regeneron Pharmaceuticals
REGN
$78.5B
$6.68M 0.71%
8,122
+373
+5% +$293K
TJX icon
46
TJX Companies
TJX
$174B
$6.59M 0.7%
74,154
+7,997
+12% +$704K
LIN icon
47
Linde
LIN
$221B
$6.54M 0.69%
17,560
+1,302
+8% +$496K
JAAA icon
48
Janus Henderson AAA CLO ETF
JAAA
$29B
$6.44M 0.68%
127,901
+92,252
+259% +$4.62M
BR icon
49
Broadridge
BR
$17.8B
$6.42M 0.68%
+35,691
New +$6.32M
MA icon
50
Mastercard
MA
$502B
$6.33M 0.67%
15,985
+165
+1% +$66.2K
1
2
3 4 5

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.