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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+9.32%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$620M
AUM Growth
+$36.4M
Cap. Flow
-$8.65M
Cap. Flow %
-1.39%
Top 10 Hldgs %
27.51%
Holding
237
New
13
Increased
62
Reduced
122
Closed
22

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
CAT icon
Caterpillar
CAT
+$7.06M
3
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$5.83M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$3.73M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$3.58M

Top Sells

Rank Stock Value
1
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$16.1M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$9.98M
3
CMCSA icon
Comcast
CMCSA
+$5.55M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$4.33M
5
GILD icon
Gilead Sciences
GILD
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.48%
2 Healthcare 11.13%
3 Consumer Discretionary 8.52%
4 Financials 8.05%
5 Industrials 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
26
Best Buy
BBY
$17.9B
$7.06M 1.14%
63,447
+918
+1% +$93.9K
AMGN icon
27
Amgen
AMGN
$197B
$6.94M 1.12%
27,313
-162
-0.6% -$40.1K
CRM icon
28
Salesforce
CRM
$142B
$6.84M 1.1%
27,214
-1,118
-4% -$245K
DOW icon
29
Dow Inc
DOW
$21.9B
$6.68M 1.08%
142,020
+5,853
+4% +$263K
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$6.67M 1.08%
19,917
-430
-2% -$143K
VST icon
31
Vistra
VST
$53.3B
$6.55M 1.06%
347,225
+8,241
+2% +$155K
HD icon
32
Home Depot
HD
$332B
$6.51M 1.05%
23,450
+1,098
+5% +$297K
ALL icon
33
Allstate
ALL
$65.3B
$6.22M 1%
66,104
-4,276
-6% -$399K
WRK
34
DELISTED
WestRock Company
WRK
$6.16M 0.99%
177,428
+40,907
+30% +$1.26M
WMT icon
35
Walmart Inc
WMT
$893B
$6.1M 0.98%
130,770
+4,782
+4% +$213K
JNJ icon
36
Johnson & Johnson
JNJ
$599B
$6.05M 0.98%
40,647
-1,413
-3% -$209K
ETN icon
37
Eaton
ETN
$156B
$5.99M 0.97%
58,732
+5,070
+9% +$496K
FAUG icon
38
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$5.88M 0.95%
+181,975
New +$5.83M
BMY icon
39
Bristol-Myers Squibb
BMY
$123B
$5.88M 0.95%
97,452
-2,223
-2% -$134K
FPE icon
40
First Trust Preferred Securities and Income ETF
FPE
$6.37B
$5.79M 0.93%
301,794
-1,430
-0.5% -$27.3K
GS icon
41
Goldman Sachs
GS
$311B
$5.74M 0.93%
28,580
+1,024
+4% +$208K
XLV icon
42
State Street Health Care Select Sector SPDR ETF
XLV
$41.2B
$5.41M 0.87%
51,308
-13,641
-21% -$1.44M
EXC icon
43
Exelon
EXC
$47B
$5.17M 0.83%
202,907
+4,305
+2% +$114K
QDF icon
44
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$5.16M 0.83%
115,563
-373
-0.3% -$16.7K
C icon
45
Citigroup
C
$216B
$5.14M 0.83%
119,285
-3,964
-3% -$197K
QQQ icon
46
Invesco QQQ Trust
QQQ
$463B
$4.96M 0.8%
17,858
+5,209
+41% +$1.41M
COF icon
47
Capital One
COF
$127B
$4.91M 0.79%
68,360
+774
+1% +$51.7K
FTNT icon
48
Fortinet
FTNT
$117B
$4.85M 0.78%
205,710
+7,605
+4% +$196K
LOW icon
49
Lowe's Companies
LOW
$115B
$4.57M 0.74%
27,532
-725
-3% -$112K
SBUX icon
50
Starbucks
SBUX
$119B
$4.53M 0.73%
52,690
-430
-0.8% -$34.3K
1
2
3 4 5

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PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2020 Portfolio in Review

As of Q3 2020, Transform Wealth held 237 positions worth $620M, up 6.2% from $584M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth's Q3 2020 filing shows 13 new, 62 increased, 122 reduced and 22 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M. The largest sale was Innovator US Equity Power Buffer ETF June, an estimated $16.1M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Transform Wealth's largest Q3 2020 buy was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M.
  • Transform Wealth added most to Royal Dutch Shell PLC ADS Class A in Q3 2020, an estimated $3.73M increase.
  • Transform Wealth's biggest Q3 2020 reduction was Comcast, cutting an estimated $5.55M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF June in Q3 2020, selling an estimated $16.1M.
  • Transform Wealth's ten largest holdings make up 28% of its $620M portfolio in Q3 2020.
  • Transform Wealth opened 13 new positions and closed 22 in Q3 2020.
  • Transform Wealth's portfolio value rose 6.2% quarter-over-quarter to $620M.

Based on Transform Wealth's 13F filing for Q3 2020, filed 21 Oct 2020.