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Transform Wealth Portfolio holdings
AUM
$1.65B
1-Year Est. Return
19.1%
This Fund
S&P 500
This Quarter
Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
(-15%)
Cap. Flow
-$149M
Cap. Flow
% of AUM
-15.66%
Top 10 Holdings %
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PGIM Ultra Short Bond ETF
PULS
|
+$18.4M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$12.5M |
| 3 |
Broadridge
BR
|
+$6.32M |
| 4 |
Corpay
CPAY
|
+$6.05M |
| 5 |
CRH
CRH
|
+$6.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$16M |
| 2 |
Innovator US Equity Power Buffer ETF August
PAUG
|
+$12.6M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$10.5M |
| 4 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$9.09M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$8.55M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.59% |
| 2 | Healthcare | 10.34% |
| 3 | Financials | 6.93% |
| 4 | Consumer Discretionary | 6.86% |
| 5 | Energy | 5.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
| – | – |
-5,631
| Closed | -$209K |
|
277
United Rentals
URI
$67.2B
| – | – |
-564
| Closed | -$251K |
|
278
Wells Fargo
WFC
$261B
| – | – |
-6,680
| Closed | -$285K |
|
|
WIA
279
Western Asset Inflation-Linked Income Fund
WIA
$185M
| – | – |
-11,200
| Closed | -$92.5K |
|
280
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| – | – |
0
| – | -$340K |
|
|
PXD
281
DELISTED
Pioneer Natural Resource Co.
PXD
| – | – |
-1,989
| Closed | -$412K |
|
|
VALT
282
DELISTED
ETFMG Sit Ultra Short ETF
VALT
| – | – |
-20,724
| Closed | -$1M |
|
|
DISH
283
DELISTED
DISH Network Corp.
DISH
| – | – |
-20,000
| Closed | -$132K |
|
|
JRO
284
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| – | – |
-15,519
| Closed | -$122K |
|
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MBA
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CC
SIA
Transform Wealth's Q3 2023 Portfolio in Review
As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.
- Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
- Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
- Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
- Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
- Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
- Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
- Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.
Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.