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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$147M
Cap. Flow %
-15.45%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Miscellaneous 35.04%
2 Technology 21.59%
3 Healthcare 10.34%
4 Financials 6.93%
5 Consumer Discretionary 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
251
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
– –
-12,324
Closed -$236K
IAPR icon
252
Innovator International Developed Power Buffer ETF April
IAPR
$201M
– –
-176,938
Closed -$4.41M
IQLT icon
253
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
– –
-65,993
Closed -$2.35M
IYW icon
254
PUT
iShares US Technology ETF
IYW
$25.5B
– –
0
– -$686K
META icon
255
Meta Platforms (Facebook)
META
$1.74T
– –
-708
Closed -$203K
MFM
256
Aberdeen Municipal Income Fund
MFM
$212M
– –
-14,246
Closed -$72.7K
MHD icon
257
BlackRock MuniHoldings Fund
MHD
$566M
– –
-11,501
Closed -$134K
NSC icon
258
Norfolk Southern
NSC
$71.6B
– –
-946
Closed -$215K
OBDC icon
259
Blue Owl Capital
OBDC
$5.6B
– –
-11,539
Closed -$159K
ORCL icon
260
Oracle
ORCL
$455B
– –
-2,236
Closed -$266K
PAYX icon
261
Paychex
PAYX
$41.5B
– –
-2,114
Closed -$236K
PEO
262
Adams Natural Resources Fund
PEO
$807M
– –
-10,717
Closed -$215K
PEP icon
263
PepsiCo
PEP
$182B
– –
-2,333
Closed -$432K
PFE icon
264
Pfizer
PFE
$158B
– –
-9,402
Closed -$345K
PHO icon
265
Invesco Water Resources ETF
PHO
$1.93B
– –
-6,830
Closed -$385K
PNW icon
266
Pinnacle West Capital
PNW
$11.6B
– –
-4,746
Closed -$387K
PSEP icon
267
Innovator US Equity Power Buffer ETF September
PSEP
$1.05B
– –
-277,905
Closed -$9.09M
SCHW
268
Charles Schwab
SCHW
$181B
– –
-12,223
Closed -$693K
SH icon
269
ProShares Short S&P500
SH
$914M
– –
-5,082
Closed -$282K
SIGI icon
270
Selective Insurance
SIGI
$5.19B
– –
-3,468
Closed -$333K
SIVR icon
271
abrdn Physical Silver Shares ETF
SIVR
$4.41B
– –
-9,322
Closed -$204K
SJNK icon
272
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.72B
– –
-230,172
Closed -$5.69M
SO icon
273
Southern Company
SO
$99.8B
– –
-6,605
Closed -$464K
SPYM
274
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
– –
-4,062
Closed -$212K
SPY icon
275
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$804B
– –
0
– -$975K
8 9 10
11
12

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $147M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.