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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
226
TSMC
TSM
$2.2T
– –
-11,118
Closed -$901K
USMV icon
227
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
– –
-3,816
Closed -$243K
V icon
228
Visa
V
$671B
– –
-1,104
Closed -$221K
VGT icon
229
Vanguard Information Technology ETF
VGT
$142B
– –
-56,672
Closed -$2.21M
VIG icon
230
Vanguard Dividend Appreciation ETF
VIG
$110B
– –
-2,588
Closed -$333K
W icon
231
Wayfair
W
$11.2B
– –
-2,130
Closed -$620K
WBA
232
DELISTED
Walgreens Boots Alliance
WBA
– –
-18,177
Closed -$653K
FOCS
233
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-6,297
Closed -$206K
JRO
234
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-13,342
Closed -$109K
6 7 8 9
10

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UH
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AP
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ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
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SIA
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Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.