Tompkins Financial’s Invesco China All-Cap ETF YAO Stock Holding History

Tompkins Financial’s Portfolio YAO Stock Details YAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-75	Closed	-$2K	–	403
2016 Q3	$2K	Hold	75	–	–	﹤0.01%	369
2016 Q2	$2K	Hold	75	–	–	﹤0.01%	505
2016 Q1	$2K	Hold	75	–	–	﹤0.01%	471
2015 Q4	$2K	Hold	75	–	–	﹤0.01%	495
2015 Q3	$2K	Sell	75 -225	-75%	-$5.88K	﹤0.01%	487
2015 Q2	$9K	Hold	300	–	–	﹤0.01%	433
2015 Q1	$9K	Hold	300	–	–	﹤0.01%	436
2014 Q4	$8K	Hold	300	–	–	﹤0.01%	396
2014 Q3	$8K	Hold	300	–	–	﹤0.01%	395
2014 Q2	$8K	Hold	300	–	–	﹤0.01%	409
2014 Q1	$8K	Hold	300	–	–	﹤0.01%	410
2013 Q4	$8K	Hold	300	–	–	﹤0.01%	436
2013 Q3	$8K	Hold	300	–	–	﹤0.01%	414
2013 Q2	$7K	Buy	+300	New	+$7.12K	﹤0.01%	422

Other funds holding YAO

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $504M AUM 40.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Tompkins Financial's YAO Position: Q4 2016 in Review

Tompkins Financial sold out of Invesco China All-Cap ETF (YAO) in Q4 2016, closing a stake of 75 shares — an estimated $2K sold.

Tompkins Financial first reported a position in YAO in Q2 2013 and held it in 14 quarters. The position peaked at $9K in Q2 2015. 16 funds tracked by Wall St. Rank hold YAO as of Q4 2016.

Tompkins Financial reported no remaining Invesco China All-Cap ETF position as of Q4 2016 after selling out during the quarter.
Tompkins Financial sold 75 Invesco China All-Cap ETF shares in Q4 2016, an estimated $2K.
Tompkins Financial first reported a position in Invesco China All-Cap ETF in Q2 2013 and held it in 14 quarters.
Tompkins Financial's Invesco China All-Cap ETF position peaked at $9K in Q2 2015.
16 funds tracked by Wall St. Rank held Invesco China All-Cap ETF as of Q4 2016.

Based on Tompkins Financial's 13F filing for Q4 2016, filed 11 Jan 2017.