TF
SPPP

Tompkins Financial’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Tompkins Financial’s Portfolio SPPP Stock Details SPPP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-2,000
Closed -$18K – 547
2013
Q3 		$18K Hold
2,000
– – 0.01% 357
2013
Q2 		$17K Buy
+2,000
New +$18.3K 0.01% 368

Other funds holding SPPP

PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
PWP
Private Wealth Partners Mill Valley, California $1.3B AUM 26.2% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Tompkins Financial's SPPP Position: Q4 2013 in Review

Tompkins Financial sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q4 2013, closing a stake of 2,000 shares — an estimated $18K sold.

Tompkins Financial first reported a position in SPPP in Q2 2013 and held it in 2 quarters. The position peaked at $18K in Q3 2013. 38 funds tracked by Wall St. Rank hold SPPP as of Q4 2013.

  • Tompkins Financial reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q4 2013 after selling out during the quarter.
  • Tompkins Financial sold 2,000 Sprott Physical Platinum and Palladium Trust shares in Q4 2013, an estimated $18K.
  • Tompkins Financial first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and held it in 2 quarters.
  • Tompkins Financial's Sprott Physical Platinum and Palladium Trust position peaked at $18K in Q3 2013.
  • 38 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q4 2013.

Based on Tompkins Financial's 13F filing for Q4 2013, filed 8 Jan 2014.