Tocqueville Asset Management’s Golub Capital BDC GBDC Stock Holding History

Tocqueville Asset Management’s Portfolio GBDC Stock Details GBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-10,976	Closed	-$179K	–	877
2015 Q4	$179K	Hold	10,976	–	–	﹤0.01%	862
2015 Q3	$172K	Buy	10,976 +204	+2%	+$3.3K	﹤0.01%	901
2015 Q2	$175K	Buy	10,772 +307	+3%	+$5.2K	﹤0.01%	935
2015 Q1	$180K	Sell	10,465 -2,553	-20%	-$44.2K	﹤0.01%	906
2014 Q4	$229K	Buy	13,018 +766	+6%	+$12.9K	﹤0.01%	877
2014 Q3	$191K	Buy	12,252 +357	+3%	+$5.93K	﹤0.01%	820
2014 Q2	$206K	Buy	11,895 +307	+3%	+$5.12K	﹤0.01%	958
2014 Q1	$202K	Buy	11,588 +3,318	+40%	+$60.3K	﹤0.01%	790
2013 Q4	$155K	Buy	+8,270	New	+$144K	﹤0.01%	853

Other funds holding GBDC

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Tocqueville Asset Management's GBDC Position: Q1 2016 in Review

Tocqueville Asset Management sold out of Golub Capital BDC (GBDC) in Q1 2016, closing a stake of 10,976 shares — an estimated $179K sold.

Tocqueville Asset Management first reported a position in GBDC in Q4 2013 and held it in 9 quarters. The position peaked at $229K in Q4 2014. 118 funds tracked by Wall St. Rank hold GBDC as of Q1 2016.

Tocqueville Asset Management reported no remaining Golub Capital BDC position as of Q1 2016 after selling out during the quarter.
Tocqueville Asset Management sold 10,976 Golub Capital BDC shares in Q1 2016, an estimated $179K.
Tocqueville Asset Management first reported a position in Golub Capital BDC in Q4 2013 and held it in 9 quarters.
Tocqueville Asset Management's Golub Capital BDC position peaked at $229K in Q4 2014.
118 funds tracked by Wall St. Rank held Golub Capital BDC as of Q1 2016.

Based on Tocqueville Asset Management's 13F filing for Q1 2016, filed 29 Apr 2016.