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Golub Capital BDC

110 hedge funds and large institutions have $392M invested in Golub Capital BDC in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 33 increasing their positions, 47 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

3% less capital invested

Capital invested by funds: $405M → $392M (-$13.6M)

4% less funds holding

Funds holding: 115110 (-5)

30% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 47

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

75% less call options, than puts

Call options by funds: $140K | Put options by funds: $570K

Holders
110
Holders Change
-5
Holders Change %
-4.35%
% of All Funds
2.93%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
33
Reduced
47
Closed
16
Calls
$140K
Puts
$570K
Net Calls
-$430K
Net Calls Change
-$751K
Name Holding Trade Value Shares
Change
Change in
Stake
ALA
1
Atherton Lane Advisers
California
$69.8M -$615K -35,530 -0.9%
ClearBridge Investments
2
ClearBridge Investments
New York
$38.9M +$962K +55,542 +3%
UBS Group
3
UBS Group
Switzerland
$25.9M -$1.61M -93,131 -6%
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$22.8M +$5.52M +318,500 +32%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$20.8M -$1.15M -66,212 -5%
Wells Fargo
6
Wells Fargo
California
$17.2M +$420K +24,242 +2%
Goldman Sachs
7
Goldman Sachs
New York
$13M -$231K -13,322 -2%
CCMLC
8
Cardinal Capital Management LLC (Connecticut)
Connecticut
$12M +$47.6K +2,749 +0.4%
CIM
9
Confluence Investment Management
Missouri
$11.9M +$12.6K +725 +0.1%
ACM
10
Advisors Capital Management
New Jersey
$10.4M +$124K +7,149 +1%
Neuberger Berman Group
11
Neuberger Berman Group
New York
$10.4M -$3.28M -189,123 -24%
NRS
12
Neville Rodie & Shaw
New York
$8.5M -$1.3M -75,020 -13%
YMRC
13
Yorktown Management & Research Company
Virginia
$8.09M +$2.23M +128,646 +38%
MC
14
Muzinich & Co
New York
$7.64M +$406K +23,429 +6%
HC
15
Highmount Capital
New York
$6.59M -$53.1K -3,065 -0.8%
Invesco
16
Invesco
Georgia
$6.2M -$725K -41,852 -10%
FIM
17
Frontier Investment Management
Texas
$5.62M +$1.06M +61,168 +23%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$5.26M
Morgan Stanley
19
Morgan Stanley
New York
$5.05M +$3.08M +178,004 +154%
CS
20
Credit Suisse
Switzerland
$5M -$124K -7,140 -2%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$4.83M -$364K -21,022 -7%
BG
22
BlackRock Group
United Kingdom
$4.36M +$795K +45,904 +22%
TYCC
23
Texas Yale Capital Corp
Florida
$4.31M -$73K -4,216 -2%
NEAM
24
New England Asset Management
Connecticut
$4.09M
GC
25
Guggenheim Capital
Illinois
$3.39M -$258K -14,875 -7%

GBDC Hedge Fund Activity: Q1 2015 in Review

110 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Golub Capital BDC (GBDC) for Q1 2015, worth a combined $392M — down 3.4% from $405M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of GBDC and 11 opened new positions — a net loss of 5 holders — while 47 trimmed existing stakes and 33 added.

The largest buyer was Schroder Investment Management Group, adding an estimated $5.52M. The largest seller was Amundi Asset Management US, exiting entirely with an estimated $6.58M sold.

  • 110 institutional investors held Golub Capital BDC (GBDC) as of Q1 2015, down from 115 in Q4 2014.
  • Funds reported $392M of Golub Capital BDC stock for Q1 2015, down 3.4% quarter-over-quarter.
  • 11 funds opened new Golub Capital BDC positions in Q1 2015 and 16 closed out, a net change of -5 holders.
  • The largest Golub Capital BDC buyer in Q1 2015 was Schroder Investment Management Group, an estimated $5.52M added.
  • The largest Golub Capital BDC seller in Q1 2015 was Amundi Asset Management US, an estimated $6.58M sold.

Based on aggregated 13F filings for Q1 2015.