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Golub Capital BDC

102 hedge funds and large institutions have $345M invested in Golub Capital BDC in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 40 increasing their positions, 30 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 30

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less funds holding

Funds holding: 114102 (-12)

14% less capital invested

Capital invested by funds: $403M → $345M (-$57.8M)

57% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 21

Holders
102
Holders Change
-12
Holders Change %
-10.53%
% of All Funds
2.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
40
Reduced
30
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ALA
1
Atherton Lane Advisers
California
$63.6M +$1.53M +92,210 +2%
ClearBridge Investments
2
ClearBridge Investments
New York
$28.3M +$4.54M +273,322 +18%
U
3
UBS
Switzerland
$23M -$3.76M -226,498 -13%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$20.4M -$52.6K -3,166 -0.2%
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$15.6M -$119K -7,178 -0.7%
CIM
6
Confluence Investment Management
Missouri
$14.4M -$3.22M -194,018 -17%
Wells Fargo
7
Wells Fargo
California
$13.1M -$50.3K -3,030 -0.4%
Neuberger Berman Group
8
Neuberger Berman Group
New York
$12.8M -$625K -37,597 -4%
Goldman Sachs
9
Goldman Sachs
New York
$12.7M -$227K -13,633 -2%
CCMLC
10
Cardinal Capital Management LLC (Connecticut)
Connecticut
$11.2M +$132K +7,943 +1%
AAMU
11
Amundi Asset Management US
Massachusetts
$9.19M -$270K -16,261 -3%
ACM
12
Advisors Capital Management
New Jersey
$9.19M +$88K +5,294 +0.9%
NRS
13
Neville Rodie & Shaw
New York
$8.83M +$1.11M +66,544 +13%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$6.69M +$1.29M +77,503 +22%
HC
15
Highmount Capital
New York
$5.99M +$287K +17,252 +5%
Invesco
16
Invesco
Georgia
$5.79M +$200K +12,033 +3%
AAM
17
Advisors Asset Management
Colorado
$5.47M -$562K -33,843 -9%
CS
18
Credit Suisse
Switzerland
$5.36M -$1.49M -89,455 -21%
YMRC
19
Yorktown Management & Research Company
Virginia
$5.34M +$170K +10,210 +3%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$4.79M
TYCC
21
Texas Yale Capital Corp
Florida
$4.12M +$795K +47,856 +22%
BG
22
BlackRock Group
United Kingdom
$3.72M +$183K +11,010 +5%
NEAM
23
New England Asset Management
Connecticut
$3.71M
AllianceBernstein
24
AllianceBernstein
Tennessee
$3.71M -$764K -45,988 -16%
GC
25
Guggenheim Capital
Illinois
$3.16M +$1.04M +62,668 +45%

GBDC Hedge Fund Activity: Q3 2014 in Review

102 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Golub Capital BDC (GBDC) for Q3 2014, worth a combined $345M — down 14% from $403M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of GBDC and 9 opened new positions — a net loss of 12 holders — while 30 trimmed existing stakes and 40 added.

The largest buyer was ClearBridge Investments, adding an estimated $4.54M. The largest seller was Deutsche Bank, cutting an estimated $4.3M.

  • 102 institutional investors held Golub Capital BDC (GBDC) as of Q3 2014, down from 114 in Q2 2014.
  • Funds reported $345M of Golub Capital BDC stock for Q3 2014, down 14% quarter-over-quarter.
  • 9 funds opened new Golub Capital BDC positions in Q3 2014 and 21 closed out, a net change of -12 holders.
  • The largest Golub Capital BDC buyer in Q3 2014 was ClearBridge Investments, an estimated $4.54M added.
  • The largest Golub Capital BDC seller in Q3 2014 was Deutsche Bank, an estimated $4.3M sold.

Based on aggregated 13F filings for Q3 2014.