Tocqueville Asset Management’s FS KKR Capital FSK Stock Holding History

Tocqueville Asset Management’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,675	Closed	-$75K	–	774
2018 Q3	$75K	Sell	2,675 -575	-18%	-$17.6K	﹤0.01%	801
2018 Q2	$96K	Hold	3,250	–	–	﹤0.01%	812
2018 Q1	$94K	Sell	3,250 -2,750	-46%	-$81.8K	﹤0.01%	815
2017 Q4	$176K	Hold	6,000	–	–	﹤0.01%	772
2017 Q3	$203K	Sell	6,000 -250	-4%	-$8.6K	﹤0.01%	773
2017 Q2	$229K	Buy	6,250 +500	+9%	+$18.8K	﹤0.01%	719
2017 Q1	$225K	Buy	5,750 +450	+8%	+$18.4K	﹤0.01%	733
2016 Q4	$218K	Buy	+5,300	New	+$207K	﹤0.01%	747
2016 Q2	–	Sell	-2,875	Closed	-$105K	–	857
2016 Q1	$105K	Buy	2,875 +250	+10%	+$8.45K	﹤0.01%	831
2015 Q4	$94K	Buy	+2,625	New	+$101K	﹤0.01%	884

Other funds holding FSK

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

BPCM

Beach Point Capital Management Santa Monica, California $258M AUM 20.26% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Tocqueville Asset Management's FSK Position: Q4 2018 in Review

Tocqueville Asset Management sold out of FS KKR Capital (FSK) in Q4 2018, closing a stake of 2,675 shares — an estimated $75K sold.

Tocqueville Asset Management first reported a position in FSK in Q4 2015 and held it in 10 quarters. The position peaked at $229K in Q2 2017. 324 funds tracked by Wall St. Rank hold FSK as of Q4 2018.

Tocqueville Asset Management reported no remaining FS KKR Capital position as of Q4 2018 after selling out during the quarter.
Tocqueville Asset Management sold 2,675 FS KKR Capital shares in Q4 2018, an estimated $75K.
Tocqueville Asset Management first reported a position in FS KKR Capital in Q4 2015 and held it in 10 quarters.
Tocqueville Asset Management's FS KKR Capital position peaked at $229K in Q2 2017.
324 funds tracked by Wall St. Rank held FS KKR Capital as of Q4 2018.

Based on Tocqueville Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.