Tocqueville Asset Management’s Axos Financial AX Stock Holding History

Tocqueville Asset Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-40,000	Closed	-$1.14M	–	804
2016 Q4	$1.14M	Buy	+40,000	New	+$952K	0.01%	479
2016 Q2	–	Sell	-19,000	Closed	-$405K	–	842
2016 Q1	$405K	Buy	+19,000	New	+$344K	0.01%	673
2015 Q4	–	Sell	-323,120	Closed	-$10.4M	–	913
2015 Q3	$10.4M	Buy	323,120 +245,400	+316%	+$7.33M	0.14%	191
2015 Q2	$2.05M	Buy	77,720 +39,200	+102%	+$932K	0.02%	462
2015 Q1	$896K	Buy	+38,520	New	+$846K	0.01%	601

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Tocqueville Asset Management's AX Position: Q1 2017 in Review

Tocqueville Asset Management sold out of Axos Financial (AX) in Q1 2017, closing a stake of 40,000 shares — an estimated $1.14M sold.

Tocqueville Asset Management first reported a position in AX in Q1 2015 and held it in 5 quarters. The position peaked at $10.4M in Q3 2015. 225 funds tracked by Wall St. Rank hold AX as of Q1 2017.

Tocqueville Asset Management reported no remaining Axos Financial position as of Q1 2017 after selling out during the quarter.
Tocqueville Asset Management sold 40,000 Axos Financial shares in Q1 2017, an estimated $1.14M.
Tocqueville Asset Management first reported a position in Axos Financial in Q1 2015 and held it in 5 quarters.
Tocqueville Asset Management's Axos Financial position peaked at $10.4M in Q3 2015.
225 funds tracked by Wall St. Rank held Axos Financial as of Q1 2017.

Based on Tocqueville Asset Management's 13F filing for Q1 2017, filed 28 Apr 2017.