Thompson Siegel & Walmsley’s Saba Closed-End Funds ETF CEFS Stock Holding History

Thompson Siegel & Walmsley’s Portfolio CEFS Stock Details CEFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$226K	Hold	10,000	–	–	﹤0.01%	407
2025 Q4	$230K	Hold	10,000	–	–	﹤0.01%	391
2025 Q3	$228K	Hold	10,000	–	–	﹤0.01%	394
2025 Q2	$222K	Hold	10,000	–	–	﹤0.01%	383
2025 Q1	$213K	Hold	10,000	–	–	﹤0.01%	378
2024 Q4	$214K	Hold	10,000	–	–	﹤0.01%	370
2024 Q3	$222K	Hold	10,000	–	–	﹤0.01%	372
2024 Q2	$213K	Hold	10,000	–	–	﹤0.01%	350
2024 Q1	$207K	Hold	10,000	–	–	﹤0.01%	349
2023 Q4	$190K	Buy	10,000 +5,000	+100%	+$89.7K	﹤0.01%	346
2023 Q3	$88K	Hold	5,000	–	–	﹤0.01%	389
2023 Q2	$92K	Buy	+5,000	New	+$90.5K	﹤0.01%	396

Other funds holding CEFS

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

New England Private Wealth Advisors Wellesley, Massachusetts $866M AUM 15.25% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Columbus Macro New Castle, Pennsylvania $936M AUM 12.9% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.24B AUM 20.4% 1-Year Est. Return