Stifel Financial
OXLC

Stifel Financial’s Oxford Lane Capital OXLC Stock Holding History

Stifel Financial’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-4,424
Closed -$92.9K – 3613
2025
Q2 		$92.9K Buy
4,424
+2,100
+90% +$47.2K ﹤0.01% 3369
2025
Q1 		$54.8K Buy
2,324
+190
+9% +$4.73K ﹤0.01% 3347
2024
Q4 		$54.1K Buy
+2,134
New +$55.9K ﹤0.01% 3309

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $22.7B AUM 59.88% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $6.78B AUM 31.6% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83.4M AUM 16.76% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

Stifel Financial's OXLC Position: Q3 2025 in Review

Stifel Financial sold out of Oxford Lane Capital (OXLC) in Q3 2025, closing a stake of 4,424 shares — an estimated $92.9K sold.

Stifel Financial first reported a position in OXLC in Q4 2024 and held it in 3 quarters. The position peaked at $92.9K in Q2 2025. 94 funds tracked by Wall St. Rank hold OXLC as of Q3 2025.

  • Stifel Financial reported no remaining Oxford Lane Capital position as of Q3 2025 after selling out during the quarter.
  • Stifel Financial sold 4,424 Oxford Lane Capital shares in Q3 2025, an estimated $92.9K.
  • Stifel Financial first reported a position in Oxford Lane Capital in Q4 2024 and held it in 3 quarters.
  • Stifel Financial's Oxford Lane Capital position peaked at $92.9K in Q2 2025.
  • 94 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2025.

Based on Stifel Financial's 13F filing for Q3 2025, filed 12 Nov 2025.