Stifel Financial’s Logan Ridge Finance Corp LRFC Stock Holding History

Stifel Financial’s Portfolio LRFC Stock Details LRFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,002	Closed	-$158K	–	2523
2016 Q3	$158K	Sell	2,002 -733	-27%	-$64.3K	﹤0.01%	2239
2016 Q2	$230K	Sell	2,735 -2,917	-52%	-$237K	﹤0.01%	2187
2016 Q1	$407K	Buy	5,652 +1,284	+29%	+$86.4K	﹤0.01%	1690
2015 Q4	$317K	Sell	4,368 -1,182	-21%	-$94.9K	﹤0.01%	1886
2015 Q3	$432K	Sell	5,550 -2,667	-32%	-$235K	﹤0.01%	1641
2015 Q2	$769K	Buy	+8,217	New	+$854K	﹤0.01%	1470

Other funds holding LRFC

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HLA

Hamilton Lane Advisors Conshohocken, Pennsylvania $149M AUM 14.17% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $12.4B AUM 25.9% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Stifel Financial's LRFC Position: Q4 2016 in Review

Stifel Financial sold out of Logan Ridge Finance Corp (LRFC) in Q4 2016, closing a stake of 2,002 shares — an estimated $158K sold.

Stifel Financial first reported a position in LRFC in Q2 2015 and held it in 6 quarters. The position peaked at $769K in Q2 2015. 45 funds tracked by Wall St. Rank hold LRFC as of Q4 2016.

Stifel Financial reported no remaining Logan Ridge Finance Corp position as of Q4 2016 after selling out during the quarter.
Stifel Financial sold 2,002 Logan Ridge Finance Corp shares in Q4 2016, an estimated $158K.
Stifel Financial first reported a position in Logan Ridge Finance Corp in Q2 2015 and held it in 6 quarters.
Stifel Financial's Logan Ridge Finance Corp position peaked at $769K in Q2 2015.
45 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q4 2016.

Based on Stifel Financial's 13F filing for Q4 2016, filed 16 Feb 2017.