Stifel Financial
HHY

Stifel Financial’s Brookfield High Income Fund Inc. HHY Stock Holding History

Stifel Financial’s Portfolio HHY Stock Details HHY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-10,521
Closed -$99K – 2544
2014
Q3 		$99K Buy
+10,521
New +$105K ﹤0.01% 2106

Other funds holding HHY

Sit Investment Associates
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
Horizon Kinetics
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
Guggenheim Capital
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Rivernorth Capital Management
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Raymond James & Associates
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
JWM
Jackson Wealth Management Lake Mary, Florida $170M AUM 21.01% 1-Year Est. Return

Stifel Financial's HHY Position: Q4 2014 in Review

Stifel Financial sold out of Brookfield High Income Fund Inc. (HHY) in Q4 2014, closing a stake of 10,521 shares — an estimated $99K sold.

Stifel Financial first reported a position in HHY in Q3 2014 and held it in 1 quarter. The position peaked at $99K in Q3 2014. 37 funds tracked by Wall St. Rank hold HHY as of Q4 2014.

  • Stifel Financial reported no remaining Brookfield High Income Fund Inc. position as of Q4 2014 after selling out during the quarter.
  • Stifel Financial sold 10,521 Brookfield High Income Fund Inc. shares in Q4 2014, an estimated $99K.
  • Stifel Financial first reported a position in Brookfield High Income Fund Inc. in Q3 2014 and held it in 1 quarter.
  • Stifel Financial's Brookfield High Income Fund Inc. position peaked at $99K in Q3 2014.
  • 37 funds tracked by Wall St. Rank held Brookfield High Income Fund Inc. as of Q4 2014.

Based on Stifel Financial's 13F filing for Q4 2014, filed 13 Feb 2015.