Stifel Financial’s Caterpillar CAT Stock Holding History

Stifel Financial’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-300	Closed	-$24K	–	2313
2014 Q4	$24K	Buy	+300	New	+$29.2K	﹤0.01%	2257

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Stifel Financial's CAT Position: Q1 2026 in Review

Stifel Financial reduced its Caterpillar (CAT) stake by 4.6% in Q1 2026, selling an estimated $19.5M and leaving 577,396 shares worth $409M. The position accounts for 0.38% of the portfolio, ranked #52.

Stifel Financial first reported a position in CAT in Q1 2014 and has held it in 49 quarters since. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Stifel Financial held 577,396 shares of Caterpillar worth $409M as of Q1 2026.
Stifel Financial sold 28,086 Caterpillar shares in Q1 2026, an estimated $19.5M.
Caterpillar made up 0.38% of Stifel Financial's portfolio in Q1 2026, its #52 holding.
Stifel Financial first reported a position in Caterpillar in Q1 2014 and has held it in 49 quarters since.
3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.