Stifel Financial’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Stifel Financial’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-11,508	Closed	-$220K	–	2476
2015 Q3	$220K	Sell	11,508 -632	-5%	-$14.3K	﹤0.01%	1981
2015 Q2	$304K	Sell	12,140 -24,112	-67%	-$660K	﹤0.01%	1950
2015 Q1	$980K	Buy	36,252 +1,604	+5%	+$44.6K	0.01%	1293
2014 Q4	$1M	Buy	34,648 +1,385	+4%	+$42.7K	0.01%	1260
2014 Q3	$1.11M	Sell	33,263 -222	-0.7%	-$7.33K	0.01%	1061
2014 Q2	$1.1M	Buy	33,485 +142	+0.4%	+$4.41K	0.01%	1067
2014 Q1	$977K	Buy	+33,343	New	+$969K	0.01%	1092

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.36B AUM 18.46% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

MAM

Marquette Asset Management Minneapolis, Minnesota $779M AUM 23.4% 1-Year Est. Return

Stifel Financial's AMU Position: Q4 2015 in Review

Stifel Financial sold out of ETRACS Alerian MLP Index ETN (AMU) in Q4 2015, closing a stake of 11,508 shares — an estimated $220K sold.

Stifel Financial first reported a position in AMU in Q1 2014 and held it in 7 quarters. The position peaked at $1.11M in Q3 2014. 45 funds tracked by Wall St. Rank hold AMU as of Q4 2015.

Stifel Financial reported no remaining ETRACS Alerian MLP Index ETN position as of Q4 2015 after selling out during the quarter.
Stifel Financial sold 11,508 ETRACS Alerian MLP Index ETN shares in Q4 2015, an estimated $220K.
Stifel Financial first reported a position in ETRACS Alerian MLP Index ETN in Q1 2014 and held it in 7 quarters.
Stifel Financial's ETRACS Alerian MLP Index ETN position peaked at $1.11M in Q3 2014.
45 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q4 2015.

Based on Stifel Financial's 13F filing for Q4 2015, filed 16 Feb 2016.