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SMF

Sterling Manor Financial Portfolio holdings

AUM $160M
1-Year Est. Return 13.84%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
+13.84%
3 Year Est. Return
+42.42%
5 Year Est. Return
+68.68%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$8.07M
Cap. Flow
-$3.98M
Cap. Flow %
-3.6%
Top 10 Hldgs %
81.16%
Holding
31
New
4
Increased
11
Reduced
5
Closed
9

Top Buys

Rank Stock Value
1
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$7.24M
2
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.77M
3
IXC icon
iShares Global Energy ETF
IXC
+$3.79M
4
FEMB icon
First Trust Emerging Markets Local Currency Bond ETF
FEMB
+$3.02M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.44M

Top Sells

Rank Stock Value
1
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$7.99M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$7.55M
3
NUSA icon
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
+$4.36M
4
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$4.03M
5
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 3.25%
2 Energy 0.87%
3 Consumer Discretionary 0.42%
4 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
1
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$15.1M 13.69%
165,469
+8,294
+5% +$793K
FDL icon
2
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$11.4M 10.34%
341,544
+41,674
+14% +$1.44M
FEMB icon
3
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$363M
$10.6M 9.59%
391,555
+106,472
+37% +$3.02M
DGRO icon
4
iShares Core Dividend Growth ETF
DGRO
$43.5B
$10.6M 9.57%
213,300
+20,361
+11% +$1.05M
FAPR icon
5
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
$9.61M 8.7%
297,846
+8,084
+3% +$266K
FDD icon
6
First Trust STOXX European Select Dividend Income Fund
FDD
$907M
$8.74M 7.91%
802,548
+11,093
+1% +$127K
SPSM icon
7
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$6.86M 6.21%
+185,780
New +$7.24M
SPYG icon
8
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$6.68M 6.05%
112,757
+19,190
+21% +$1.18M
SOXX icon
9
iShares Semiconductor ETF
SOXX
$48.6B
$5.47M 4.95%
+34,656
New +$5.77M
FTC icon
10
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$4.59M 4.15%
47,391
-1,057
-2% -$106K
IXC icon
11
iShares Global Energy ETF
IXC
$2.78B
$3.94M 3.57%
+95,582
New +$3.79M
FTSM icon
12
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$3.86M 3.49%
64,941
+18,363
+39% +$1.09M
FSIG icon
13
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$3.46M 3.13%
187,938
-2,358
-1% -$43.8K
AAPL icon
14
Apple
AAPL
$4.55T
$2.96M 2.68%
17,301
-320
-2% -$58.7K
SHY icon
15
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$2.34M 2.12%
28,918
+9,281
+47% +$752K
BIL icon
16
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$1.34M 1.21%
14,547
-1,484
-9% -$136K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$855K 0.77%
2,001
-55
-3% -$24.5K
MSFT icon
18
Microsoft
MSFT
$3.74T
$630K 0.57%
1,994
+634
+47% +$210K
OKE icon
19
Oneok
OKE
$55.5B
$517K 0.47%
8,150
+650
+9% +$42.4K
AMZN icon
20
Amazon
AMZN
$2.99T
$459K 0.42%
3,610
– –
CVX icon
21
Chevron
CVX
$368B
$226K 0.21%
1,343
– –
XOM icon
22
ExxonMobil
XOM
$636B
$221K 0.2%
+1,878
New +$206K
FIXD icon
23
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-171,030
Closed -$7.55M
FXH icon
24
First Trust Health Care AlphaDEX Fund
FXH
$1.07B
– –
-29,289
Closed -$3.17M
FXU icon
25
First Trust Utilities AlphaDEX Fund
FXU
$828M
– –
-126,721
Closed -$4.03M
1
2

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VCIM
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SGCM
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BFAG
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Sterling Manor Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Sterling Manor Financial held 31 positions worth $110M, down 6.8% from $119M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Sterling Manor Financial withdrew a net $3.98M in Q3 2023, closing 9 positions and reducing 5 holdings. Its most notable exit was Vanguard Long-Term Corporate Bond ETF, an estimated $7.99M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.7% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Sterling Manor Financial opened a new position in State Street SPDR Portfolio S&P 600 Small Cap ETF worth $6.86M.

  • Sterling Manor Financial's largest Q3 2023 buy was State Street SPDR Portfolio S&P 600 Small Cap ETF: 185,780 shares worth $6.86M.
  • Sterling Manor Financial added most to First Trust Emerging Markets Local Currency Bond ETF in Q3 2023, an estimated $3.02M increase.
  • Sterling Manor Financial's biggest Q3 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $136K.
  • Sterling Manor Financial fully exited Vanguard Long-Term Corporate Bond ETF in Q3 2023, selling an estimated $7.99M.
  • Sterling Manor Financial's ten largest holdings make up 81% of its $110M portfolio in Q3 2023.
  • Sterling Manor Financial opened 4 new positions and closed 9 in Q3 2023.
  • Sterling Manor Financial's portfolio value fell 6.8% quarter-over-quarter to $110M.

Based on Sterling Manor Financial's 13F filing for Q3 2023, filed 31 Oct 2023.