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SMF

Sterling Manor Financial Portfolio holdings

AUM $160M
1-Year Est. Return 13.84%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+13.84%
3 Year Est. Return
+42.42%
5 Year Est. Return
+68.68%
10 Year Est. Return
–
AUM
$128M
AUM Growth
+$8.18M
Cap. Flow
+$1.48M
Cap. Flow %
1.15%
Top 10 Hldgs %
58.18%
Holding
103
New
28
Increased
17
Reduced
22
Closed
26

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$8.86M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$7.33M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$6.96M
4
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$4.81M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.53M

Top Sells

Rank Stock Value
1
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$6.71M
2
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$6.55M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.21M
4
KCE icon
State Street SPDR S&P Capital Markets ETF
KCE
+$5.16M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$4.78M

Sector Composition

Rank Sector Weight
1 Technology 5.75%
2 Energy 2.52%
3 Healthcare 2.01%
4 Financials 1.5%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
1
First Trust Capital Strength ETF
FTCS
$7.94B
$17M 13.28%
201,247
+110,377
+121% +$8.86M
FTC icon
2
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$9.21M 7.19%
76,601
-18,084
-19% -$2.14M
FPEI icon
3
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$8.05M 6.28%
394,767
+154,096
+64% +$3.16M
FNY icon
4
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$603M
$7.5M 5.85%
101,082
+98,232
+3,447% +$7.33M
FXG icon
5
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$7.33M 5.72%
+118,389
New +$6.96M
UCON icon
6
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$7.29M 5.69%
276,475
+37,231
+16% +$984K
FXU icon
7
First Trust Utilities AlphaDEX Fund
FXU
$828M
$5.07M 3.95%
+154,973
New +$4.81M
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$42.5B
$4.81M 3.75%
+34,117
New +$4.53M
DEED icon
9
First Trust Securitized Plus ETF
DEED
$64.4M
$4.44M 3.46%
172,719
-1,092
-0.6% -$28.2K
XLRE icon
10
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.61B
$3.85M 3%
+74,298
New +$3.57M
AAPL icon
11
Apple
AAPL
$4.56T
$3.63M 2.83%
20,441
+3,992
+24% +$631K
FTHY
12
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
$3.61M 2.82%
178,555
-217
-0.1% -$4.46K
REMX icon
13
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$3.48M 2.71%
30,971
+26,540
+599% +$3.02M
FMHI icon
14
First Trust Municipal High Income ETF
FMHI
$1B
$3.02M 2.36%
53,829
+496
+0.9% +$27.7K
ACWX icon
15
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$2.92M 2.27%
52,433
-728
-1% -$41K
QABA icon
16
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.9M
$2.32M 1.81%
39,249
-4,909
-11% -$289K
FYX icon
17
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$2.07M 1.62%
21,359
-69,784
-77% -$6.71M
VGK icon
18
Vanguard FTSE Europe ETF
VGK
$31.3B
$2.03M 1.58%
29,689
-717
-2% -$48.5K
FCEF icon
19
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$2M 1.56%
77,819
-812
-1% -$20.5K
XSD icon
20
State Street SPDR S&P Semiconductor ETF
XSD
$3.03B
$1.9M 1.48%
7,794
+5,855
+302% +$1.33M
RDVY icon
21
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$1.4M 1.09%
27,087
-50,831
-65% -$2.56M
EPD icon
22
Enterprise Products Partners
EPD
$82.5B
$1.27M 0.99%
57,832
– –
SPIP icon
23
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$1.17M 0.91%
+37,210
New +$1.17M
AMD icon
24
Advanced Micro Devices
AMD
$786B
$1.14M 0.89%
+7,892
New +$1.06M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.09M 0.85%
2,291
+20
+0.9% +$9.18K
1
2 3 4 5

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Sterling Manor Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Sterling Manor Financial held 103 positions worth $128M, up 6.8% from $120M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Sterling Manor Financial's Q4 2021 filing shows 28 new, 17 increased, 22 reduced and 26 closed positions. Its largest new stake was First Trust Consumer Staples AlphaDEX Fund: 118,389 shares worth $7.33M. The largest sale was First Trust Small Cap Core AlphaDEX Fund, an estimated $6.71M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 4.2% a quarter earlier, followed by Energy and Healthcare.

  • Sterling Manor Financial's largest Q4 2021 buy was First Trust Consumer Staples AlphaDEX Fund: 118,389 shares worth $7.33M.
  • Sterling Manor Financial added most to First Trust Capital Strength ETF in Q4 2021, an estimated $8.86M increase.
  • Sterling Manor Financial's biggest Q4 2021 reduction was First Trust Small Cap Core AlphaDEX Fund, cutting an estimated $6.71M.
  • Sterling Manor Financial fully exited First Trust Europe AlphaDEX Fund in Q4 2021, selling an estimated $6.55M.
  • Sterling Manor Financial's ten largest holdings make up 58% of its $128M portfolio in Q4 2021.
  • Sterling Manor Financial opened 28 new positions and closed 26 in Q4 2021.
  • Sterling Manor Financial's portfolio value rose 6.8% quarter-over-quarter to $128M.

Based on Sterling Manor Financial's 13F filing for Q4 2021, filed 21 Jan 2022.