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SMF

Sterling Manor Financial Portfolio holdings

AUM $160M
1-Year Est. Return 13.84%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+13.84%
3 Year Est. Return
+42.42%
5 Year Est. Return
+68.68%
10 Year Est. Return
–
AUM
$120M
AUM Growth
-$5.09M
Cap. Flow
-$3.62M
Cap. Flow %
-3.01%
Top 10 Hldgs %
52.68%
Holding
100
New
15
Increased
25
Reduced
22
Closed
25

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$7.08M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$6.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.36M
4
KCE icon
State Street SPDR S&P Capital Markets ETF
KCE
+$5.21M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$5.13M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$5.63M
2
FEMB icon
First Trust Emerging Markets Local Currency Bond ETF
FEMB
+$4.9M
3
XSW icon
State Street SPDR S&P Software & Services ETF
XSW
+$4.69M
4
XTN icon
State Street SPDR S&P Transportation ETF
XTN
+$4.63M
5
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$4.51M

Sector Composition

Rank Sector Weight
1 Technology 4.23%
2 Energy 2.6%
3 Financials 1.6%
4 Communication Services 0.91%
5 Real Estate 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
1
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$10.5M 8.77%
94,685
+61,225
+183% +$6.98M
FYX icon
2
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$8.34M 6.96%
91,143
+56,096
+160% +$5.13M
FTCS icon
3
First Trust Capital Strength ETF
FTCS
$7.94B
$6.8M 5.67%
+90,870
New +$7.08M
FEP icon
4
First Trust Europe AlphaDEX Fund
FEP
$533M
$6.55M 5.46%
156,418
+8,959
+6% +$391K
UCON icon
5
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$6.36M 5.3%
239,244
+4,651
+2% +$124K
FXH icon
6
First Trust Health Care AlphaDEX Fund
FXH
$1.07B
$5.21M 4.34%
+43,770
New +$5.36M
KCE icon
7
State Street SPDR S&P Capital Markets ETF
KCE
$468M
$5.16M 4.3%
+54,056
New +$5.21M
FPEI icon
8
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$4.97M 4.14%
+240,671
New +$4.99M
SMH icon
9
VanEck Semiconductor ETF
SMH
$73B
$4.78M 3.99%
+37,324
New +$4.92M
DEED icon
10
First Trust Securitized Plus ETF
DEED
$64.4M
$4.51M 3.76%
173,811
+142,587
+457% +$3.71M
FRI icon
11
First Trust S&P REIT Index Fund
FRI
$196M
$4.33M 3.61%
153,034
+18,141
+13% +$530K
FTGC icon
12
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$4.3M 3.58%
178,209
+4,304
+2% +$102K
RDVY icon
13
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$3.7M 3.08%
77,918
-52,847
-40% -$2.56M
FTHY
14
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
$3.67M 3.06%
178,772
-806
-0.4% -$16.4K
FMHI icon
15
First Trust Municipal High Income ETF
FMHI
$1B
$2.97M 2.48%
53,333
+1,032
+2% +$58.4K
ACWX icon
16
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$2.95M 2.46%
53,161
-1,084
-2% -$61.7K
AIRR icon
17
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$2.77M 2.31%
67,538
-1,754
-3% -$72.2K
QABA icon
18
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.9M
$2.48M 2.07%
44,158
-37,857
-46% -$2.05M
AAPL icon
19
Apple
AAPL
$4.56T
$2.33M 1.94%
16,449
+1,128
+7% +$166K
VGK icon
20
Vanguard FTSE Europe ETF
VGK
$31.3B
$2M 1.66%
30,406
+1,921
+7% +$132K
FCEF icon
21
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.2M
$1.95M 1.62%
78,631
-217
-0.3% -$5.5K
FEMB icon
22
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$363M
$1.42M 1.18%
43,492
-144,251
-77% -$4.9M
EPD icon
23
Enterprise Products Partners
EPD
$82.5B
$1.25M 1.04%
57,832
-16,500
-22% -$375K
XHB icon
24
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$1.02M 0.85%
14,189
+1,278
+10% +$96.2K
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$975K 0.81%
2,271
+37
+2% +$16.3K
1
2 3 4

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Sterling Manor Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Sterling Manor Financial held 100 positions worth $120M, down 4.1% from $125M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Sterling Manor Financial withdrew a net $3.62M in Q3 2021, closing 25 positions and reducing 22 holdings. Its most notable exit was First Trust Energy AlphaDEX Fund, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.4% a quarter earlier, followed by Energy and Financials.

Against the trend, Sterling Manor Financial opened a new position in First Trust Capital Strength ETF worth $6.8M.

  • Sterling Manor Financial's largest Q3 2021 buy was First Trust Capital Strength ETF: 90,870 shares worth $6.8M.
  • Sterling Manor Financial added most to First Trust Large Cap Growth AlphaDEX Fund in Q3 2021, an estimated $6.98M increase.
  • Sterling Manor Financial's biggest Q3 2021 reduction was First Trust Emerging Markets Local Currency Bond ETF, cutting an estimated $4.9M.
  • Sterling Manor Financial fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $5.63M.
  • Sterling Manor Financial's ten largest holdings make up 53% of its $120M portfolio in Q3 2021.
  • Sterling Manor Financial opened 15 new positions and closed 25 in Q3 2021.
  • Sterling Manor Financial's portfolio value fell 4.1% quarter-over-quarter to $120M.

Based on Sterling Manor Financial's 13F filing for Q3 2021, filed 8 Oct 2021.