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SMF

Sterling Manor Financial Portfolio holdings

AUM $160M
1-Year Est. Return 13.84%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+13.84%
3 Year Est. Return
+42.42%
5 Year Est. Return
+68.68%
10 Year Est. Return
–
AUM
$120M
AUM Growth
-$5.09M
Cap. Flow
-$3.62M
Cap. Flow %
-3.01%
Top 10 Hldgs %
52.68%
Holding
100
New
15
Increased
25
Reduced
22
Closed
25

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$7.08M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$6.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.36M
4
KCE icon
State Street SPDR S&P Capital Markets ETF
KCE
+$5.21M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$5.13M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$5.63M
2
FEMB icon
First Trust Emerging Markets Local Currency Bond ETF
FEMB
+$4.9M
3
XSW icon
State Street SPDR S&P Software & Services ETF
XSW
+$4.69M
4
XTN icon
State Street SPDR S&P Transportation ETF
XTN
+$4.63M
5
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$4.51M

Sector Composition

Rank Sector Weight
1 Technology 4.23%
2 Energy 2.6%
3 Financials 1.6%
4 Communication Services 0.91%
5 Real Estate 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
76
ASML
ASML
$669B
– –
-293
Closed -$202K
BABA icon
77
Alibaba
BABA
$308B
– –
-1,045
Closed -$237K
BG icon
78
Bunge Global
BG
$20.8B
– –
-2,770
Closed -$216K
CNQ icon
79
Canadian Natural Resources
CNQ
$94.9B
– –
-24,312
Closed -$432K
CVLT icon
80
Commault Systems
CVLT
$5.61B
– –
-3,719
Closed -$291K
DAUG icon
81
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
– –
-25,926
Closed -$891K
DE icon
82
Deere & Co
DE
$168B
– –
-1,131
Closed -$399K
FLL icon
83
Full House Resorts
FLL
$88.1M
– –
-29,319
Closed -$291K
FOCT icon
84
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
– –
-7,731
Closed -$263K
FXN icon
85
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-493,288
Closed -$5.63M
FYT icon
86
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
– –
-81,240
Closed -$4.14M
GE icon
87
GE Aerospace
GE
$384B
– –
-2,559
Closed -$172K
GS icon
88
Goldman Sachs
GS
$303B
– –
-1,527
Closed -$580K
KALU icon
89
Kaiser Aluminum
KALU
$3.02B
– –
-2,498
Closed -$308K
MLPA icon
90
Global X MLP ETF
MLPA
$2.26B
– –
-5,700
Closed -$220K
MMS icon
91
Maximus
MMS
$3.11B
– –
-2,824
Closed -$248K
MS icon
92
Morgan Stanley
MS
$340B
– –
-3,351
Closed -$307K
OXY.WS icon
93
Occidental Petroleum Corp Warrants
OXY.WS
$32B
– –
-187
Closed -$3K
PYPL icon
94
PayPal
PYPL
$50.5B
– –
-703
Closed -$205K
QCLN icon
95
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
– –
-7,625
Closed -$528K
SIGI icon
96
Selective Insurance
SIGI
$5.73B
– –
-7,455
Closed -$605K
XPO icon
97
XPO
XPO
$23.7B
– –
-6,188
Closed -$299K
XTN icon
98
State Street SPDR S&P Transportation ETF
XTN
$399M
– –
-54,512
Closed -$4.63M
BERY
99
DELISTED
Berry Global Group, Inc.
BERY
– –
-8,654
Closed -$518K
VEDL
100
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-24,936
Closed -$354K
1 2 3
4

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Sterling Manor Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Sterling Manor Financial held 100 positions worth $120M, down 4.1% from $125M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Sterling Manor Financial withdrew a net $3.62M in Q3 2021, closing 25 positions and reducing 22 holdings. Its most notable exit was First Trust Energy AlphaDEX Fund, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.4% a quarter earlier, followed by Energy and Financials.

Against the trend, Sterling Manor Financial opened a new position in First Trust Capital Strength ETF worth $6.8M.

  • Sterling Manor Financial's largest Q3 2021 buy was First Trust Capital Strength ETF: 90,870 shares worth $6.8M.
  • Sterling Manor Financial added most to First Trust Large Cap Growth AlphaDEX Fund in Q3 2021, an estimated $6.98M increase.
  • Sterling Manor Financial's biggest Q3 2021 reduction was First Trust Emerging Markets Local Currency Bond ETF, cutting an estimated $4.9M.
  • Sterling Manor Financial fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $5.63M.
  • Sterling Manor Financial's ten largest holdings make up 53% of its $120M portfolio in Q3 2021.
  • Sterling Manor Financial opened 15 new positions and closed 25 in Q3 2021.
  • Sterling Manor Financial's portfolio value fell 4.1% quarter-over-quarter to $120M.

Based on Sterling Manor Financial's 13F filing for Q3 2021, filed 8 Oct 2021.