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SMF

Sterling Manor Financial Portfolio holdings

AUM $160M
1-Year Est. Return 13.84%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+13.84%
3 Year Est. Return
+42.42%
5 Year Est. Return
+68.68%
10 Year Est. Return
–
AUM
$120M
AUM Growth
-$5.09M
Cap. Flow
-$3.62M
Cap. Flow %
-3.01%
Top 10 Hldgs %
52.68%
Holding
100
New
15
Increased
25
Reduced
22
Closed
25

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$7.08M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$6.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.36M
4
KCE icon
State Street SPDR S&P Capital Markets ETF
KCE
+$5.21M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$5.13M

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$5.63M
2
FEMB icon
First Trust Emerging Markets Local Currency Bond ETF
FEMB
+$4.9M
3
XSW icon
State Street SPDR S&P Software & Services ETF
XSW
+$4.69M
4
XTN icon
State Street SPDR S&P Transportation ETF
XTN
+$4.63M
5
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$4.51M

Sector Composition

Rank Sector Weight
1 Technology 4.23%
2 Energy 2.6%
3 Financials 1.6%
4 Communication Services 0.91%
5 Real Estate 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDSF icon
26
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$794K 0.66%
39,374
-203,233
-84% -$4.11M
MSFT icon
27
Microsoft
MSFT
$3.72T
$695K 0.58%
2,464
+12
+0.5% +$3.49K
FTNT icon
28
Fortinet
FTNT
$117B
$656K 0.55%
11,225
+980
+10% +$56.7K
FXZ icon
29
First Trust Materials AlphaDEX Fund
FXZ
$397M
$622K 0.52%
11,119
-9,576
-46% -$547K
BJ icon
30
BJs Wholesale Club
BJ
$12.3B
$580K 0.48%
+10,556
New +$563K
NVDA icon
31
NVIDIA
NVDA
$5.39T
$556K 0.46%
+26,830
New +$557K
AMZN icon
32
Amazon
AMZN
$2.96T
$542K 0.45%
3,300
+200
+6% +$34.5K
UNG icon
33
United States Natural Gas Fund
UNG
$454M
$530K 0.44%
+6,569
New +$396K
SIVB
34
DELISTED
SVB Financial Group
SIVB
$474K 0.4%
732
– –
XOM icon
35
ExxonMobil
XOM
$632B
$463K 0.39%
7,873
-150
-2% -$8.55K
OKE icon
36
Oneok
OKE
$54.7B
$458K 0.38%
7,900
– –
REMX icon
37
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$457K 0.38%
+4,431
New +$471K
FXL icon
38
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$456K 0.38%
3,715
– –
EVR icon
39
Evercore
EVR
$11.8B
$452K 0.38%
3,379
+1
+0% +$136
XYZ
40
Block Inc
XYZ
$47.3B
$440K 0.37%
1,835
+3
+0.2% +$771
DUK icon
41
Duke Energy
DUK
$97.5B
$426K 0.36%
4,363
+1
+0% +$104
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.33T
$422K 0.35%
3,160
+400
+14% +$54.4K
DLR icon
43
Digital Realty Trust
DLR
$71.7B
$421K 0.35%
+2,912
New +$457K
CAT icon
44
Caterpillar
CAT
$389B
$409K 0.34%
2,133
-122
-5% -$25.4K
SNOW icon
45
Snowflake
SNOW
$113B
$396K 0.33%
+1,311
New +$373K
SNAP icon
46
Snap
SNAP
$9.03B
$391K 0.33%
+5,295
New +$383K
FTSM icon
47
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$390K 0.33%
6,512
-201
-3% -$12K
GPMT
48
Granite Point Mortgage Trust
GPMT
$60.2M
$388K 0.32%
29,470
+1,622
+6% +$22.3K
TDIV icon
49
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$386K 0.32%
6,844
– –
XSD icon
50
State Street SPDR S&P Semiconductor ETF
XSD
$3.03B
$384K 0.32%
1,939
+12
+0.6% +$2.34K
1
2
3 4

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VCIM
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SGCM
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BFAG
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SLG
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PCC
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Sterling Manor Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Sterling Manor Financial held 100 positions worth $120M, down 4.1% from $125M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Sterling Manor Financial withdrew a net $3.62M in Q3 2021, closing 25 positions and reducing 22 holdings. Its most notable exit was First Trust Energy AlphaDEX Fund, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.4% a quarter earlier, followed by Energy and Financials.

Against the trend, Sterling Manor Financial opened a new position in First Trust Capital Strength ETF worth $6.8M.

  • Sterling Manor Financial's largest Q3 2021 buy was First Trust Capital Strength ETF: 90,870 shares worth $6.8M.
  • Sterling Manor Financial added most to First Trust Large Cap Growth AlphaDEX Fund in Q3 2021, an estimated $6.98M increase.
  • Sterling Manor Financial's biggest Q3 2021 reduction was First Trust Emerging Markets Local Currency Bond ETF, cutting an estimated $4.9M.
  • Sterling Manor Financial fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $5.63M.
  • Sterling Manor Financial's ten largest holdings make up 53% of its $120M portfolio in Q3 2021.
  • Sterling Manor Financial opened 15 new positions and closed 25 in Q3 2021.
  • Sterling Manor Financial's portfolio value fell 4.1% quarter-over-quarter to $120M.

Based on Sterling Manor Financial's 13F filing for Q3 2021, filed 8 Oct 2021.