State Street’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

State Street’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,020	Closed	-$11K	–	3731
2014 Q3	$11K	Hold	1,020	–	–	﹤0.01%	3668
2014 Q2	$12K	Hold	1,020	–	–	﹤0.01%	3626
2014 Q1	$10K	Hold	1,020	–	–	﹤0.01%	3632
2013 Q4	$10K	Hold	1,020	–	–	﹤0.01%	3622
2013 Q3	$13K	Hold	1,020	–	–	﹤0.01%	3611
2013 Q2	$11K	Buy	+1,020	New	+$12.8K	﹤0.01%	3555

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

State Street's CRDC Position: Q4 2014 in Review

State Street sold out of CARDICA INC COM NEW (DE) (CRDC) in Q4 2014, closing a stake of 1,020 shares — an estimated $11K sold.

State Street first reported a position in CRDC in Q2 2013 and held it in 6 quarters. The position peaked at $13K in Q3 2013. 37 funds tracked by Wall St. Rank hold CRDC as of Q4 2014.

State Street reported no remaining CARDICA INC COM NEW (DE) position as of Q4 2014 after selling out during the quarter.
State Street sold 1,020 CARDICA INC COM NEW (DE) shares in Q4 2014, an estimated $11K.
State Street first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and held it in 6 quarters.
State Street's CARDICA INC COM NEW (DE) position peaked at $13K in Q3 2013.
37 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q4 2014.

Based on State Street's 13F filing for Q4 2014, filed 11 Feb 2015.