Spruce Investment Advisors’s Invesco QQQ Trust QQQ Stock Holding History

Spruce Investment Advisors’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-2,652	Closed	-$285K	–	27
2016 Q2	$285K	Hold	2,652	–	–	0.16%	28
2016 Q1	$290K	Hold	2,652	–	–	0.18%	29
2015 Q4	$297K	Sell	2,652 -354	-12%	-$39.5K	0.22%	30
2015 Q3	$306K	Hold	3,006	–	–	0.09%	32
2015 Q2	$322K	Hold	3,006	–	–	0.09%	35
2015 Q1	$317K	Sell	3,006 -249	-8%	-$26.1K	0.08%	35
2014 Q4	$336K	Sell	3,255 -76	-2%	-$7.68K	0.09%	31
2014 Q3	$329K	Sell	3,331 -604	-15%	-$58.8K	0.09%	26
2014 Q2	$370K	Hold	3,935	–	–	0.11%	20
2014 Q1	$345K	Sell	3,935 -1,103	-22%	-$97.5K	0.13%	16
2013 Q4	$443K	Hold	5,038	–	–	0.2%	16
2013 Q3	$397K	Sell	5,038 -464	-8%	-$35.3K	0.29%	20
2013 Q2	$392K	Buy	+5,502	New	+$393K	0.48%	17

Other funds holding QQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Spruce Investment Advisors's QQQ Position: Q3 2016 in Review

Spruce Investment Advisors sold out of Invesco QQQ Trust (QQQ) in Q3 2016, closing a stake of 2,652 shares — an estimated $285K sold.

Spruce Investment Advisors first reported a position in QQQ in Q2 2013 and held it in 13 quarters. The position peaked at $443K in Q4 2013. 784 funds tracked by Wall St. Rank hold QQQ as of Q3 2016.

Spruce Investment Advisors reported no remaining Invesco QQQ Trust position as of Q3 2016 after selling out during the quarter.
Spruce Investment Advisors sold 2,652 Invesco QQQ Trust shares in Q3 2016, an estimated $285K.
Spruce Investment Advisors first reported a position in Invesco QQQ Trust in Q2 2013 and held it in 13 quarters.
Spruce Investment Advisors's Invesco QQQ Trust position peaked at $443K in Q4 2013.
784 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q3 2016.

Based on Spruce Investment Advisors's 13F filing for Q3 2016, filed 10 Nov 2016.