SAM

Southpaw Asset Management Portfolio holdings

AUM $8.13M
This Quarter Return
-2.85%
1 Year Return
+8.81%
3 Year Return
+3.98%
5 Year Return
+2.64%
10 Year Return
–
AUM
$28.4M
AUM Growth
+$28.4M
Cap. Flow
-$4.75M
Cap. Flow %
-16.76%
Top 10 Hldgs %
99.7%
Holding
18
New
–
Increased
–
Reduced
2
Closed
1

Top Buys

No buys this quarter

Top Sells

1
TDW icon
Tidewater
TDW
$4.24M
2
LLEX
Lilis Energy, Inc. Common Stock
LLEX
$415K
3
ASNA
Ascena Retail Group, Inc.
ASNA
$96K

Sector Composition

1 Energy 8.39%
2 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FNJN
1
DELISTED
Finjan Holdings, Inc.
FNJN
$2.69M 2.51% 2,688,245 – –
TDW icon
2
Tidewater
TDW
$2.98B
$1.13M 1.06% 159,601 -599,026 -79% -$4.24M
USWS
3
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$580K 0.54% 1,934,338 – –
LLEX
4
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$417K 0.39% 2,406,735 -2,395,076 -50% -$415K
NOG icon
5
Northern Oil and Gas
NOG
$2.55B
$253K 0.24% 382,146 – –
TDW.WS.A
6
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$96K 0.09% 105,506 – –
TDW.WS.B
7
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$68K 0.06% 114,059 – –
ROSEW
8
DELISTED
Rosehill Resources Inc.
ROSEW
$12K 0.01% 407,102 – –
TDW.WS
9
DELISTED
Tidewater Inc.
TDW.WS
$4K ﹤0.01% 22,341 – –
SPY icon
10
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
TEVA icon
11
Teva Pharmaceuticals
TEVA
$21.1B
– – 0 – –
XOP icon
12
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$1.9B
– – 0 – –
ASNA
13
DELISTED
Ascena Retail Group, Inc.
ASNA
– – -12,500 Closed -$96K