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SAM

Southpaw Asset Management Portfolio holdings

AUM $6.92M
1-Year Est. Return 3.86%
This Fund
S&P 500
This Quarter Est. Return
-6.3%
1 Year Est. Return
-3.86%
3 Year Est. Return
-0.05%
5 Year Est. Return
-3.36%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$169M
Cap. Flow
-$195M
Cap. Flow %
-176.46%
Top 10 Hldgs %
97.07%
Holding
23
New
4
Increased
1
Reduced
1
Closed
4

Top Buys

Rank Stock Value
1
TDW icon
Tidewater
TDW
+$3.44M
2
NEPH icon
Nephros
NEPH
+$541K
3
RMBS icon
Rambus
RMBS
+$288K
4
ASNA
Ascena Retail Group, Inc.
ASNA
+$93.1K

Top Sells

Rank Stock Value
1
PCG icon
PG&E
PCG
+$6.39M
2
FTR
Frontier Communications Corp.
FTR
+$175K
3
TA
TravelCenters of America LLC
TA
+$15

Sector Composition

Rank Sector Weight
1 Energy 14.14%
2 Consumer Discretionary 1.03%
3 Healthcare 0.54%
4 Technology 0.27%
5 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW icon
1
Tidewater
TDW
$3.85B
$11.5M 10.38%
758,627
+182,488
+32% +$3.44M
FNJN
2
DELISTED
Finjan Holdings, Inc.
FNJN
$5.4M 4.89%
2,688,245
– –
TEVA icon
3
CALL
Teva Pharmaceuticals
TEVA
$36.5B
$3.44M 3.11%
+500,000
New +$3.83M
USWS
4
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.81M 1.64%
39,282
– –
LLEX
5
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$1.6M 1.45%
4,801,811
– –
TA
6
DELISTED
TravelCenters of America LLC
TA
$1.14M 1.03%
92,638
-1
-0% -$15
NOG icon
7
Northern Oil and Gas
NOG
$2.21B
$749K 0.68%
38,215
– –
NEPH icon
8
Nephros
NEPH
$37M
$601K 0.54%
+73,810
New +$541K
RMBS icon
9
Rambus
RMBS
$9.61B
$302K 0.27%
+22,981
New +$288K
TDW.WS.A
10
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$153K 0.14%
105,506
– –
TDW.WS.B
11
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$137K 0.12%
114,059
– –
ROSEW
12
DELISTED
Rosehill Resources Inc.
ROSEW
$77K 0.07%
407,102
– –
ASNA
13
DELISTED
Ascena Retail Group, Inc.
ASNA
$66K 0.06%
+12,500
New +$93.1K
TDW.WS
14
DELISTED
Tidewater Inc.
TDW.WS
$17K 0.02%
22,341
– –
GLD icon
15
CALL
SPDR Gold Trust
GLD
$131B
– –
-150,000
Closed -$20M
PCG icon
16
PG&E
PCG
$39.8B
– –
-278,799
Closed -$6.39M
SPY icon
17
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-300,000
Closed -$87.9M
FTR
18
DELISTED
Frontier Communications Corp.
FTR
– –
-100,000
Closed -$175K

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FPC
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RC
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NCM
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GFWEX
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Southpaw Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Southpaw Asset Management held 23 positions worth $110M, down 61% from $280M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Southpaw Asset Management withdrew a net $195M in Q3 2019, closing 4 positions and reducing 1 holding. Its most notable exit was PG&E, an estimated $6.39M position sold in full.

By sector, the portfolio is most concentrated in Energy at 14% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Southpaw Asset Management opened a new position in Nephros worth $601K.

  • Southpaw Asset Management's largest Q3 2019 buy was Nephros: 73,810 shares worth $601K.
  • Southpaw Asset Management added most to Tidewater in Q3 2019, an estimated $3.44M increase.
  • Southpaw Asset Management's biggest Q3 2019 reduction was TravelCenters of America LLC, cutting an estimated $15.
  • Southpaw Asset Management fully exited PG&E in Q3 2019, selling an estimated $6.39M.
  • Southpaw Asset Management's ten largest holdings make up 97% of its $110M portfolio in Q3 2019.
  • Southpaw Asset Management opened 4 new positions and closed 4 in Q3 2019.
  • Southpaw Asset Management's portfolio value fell 61% quarter-over-quarter to $110M.

Based on Southpaw Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.