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SAM

Southpaw Asset Management Portfolio holdings

AUM $6.92M
1-Year Est. Return 3.86%
This Fund
S&P 500
This Quarter Est. Return
+7.39%
1 Year Est. Return
-3.86%
3 Year Est. Return
-0.05%
5 Year Est. Return
-3.36%
10 Year Est. Return
–
AUM
$63.6M
AUM Growth
-$46.9M
Cap. Flow
-$34.1M
Cap. Flow %
-53.55%
Top 10 Hldgs %
99.29%
Holding
18
New
–
Increased
2
Reduced
–
Closed
3

Top Buys

Rank Stock Value
1
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$1.92M

Top Sells

Rank Stock Value
1
TA
TravelCenters of America LLC
TA
+$1.14M
2
NEPH icon
Nephros
NEPH
+$601K
3
RMBS icon
Rambus
RMBS
+$302K

Sector Composition

Rank Sector Weight
1 Energy 33.02%
2 Consumer Discretionary 0%
3 Healthcare 0%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW icon
1
Tidewater
TDW
$3.91B
$14.6M 23%
758,627
– –
TEVA icon
2
CALL
Teva Pharmaceuticals
TEVA
$36.2B
$9.41M 14.79%
960,000
+460,000
+92% +$4.11M
FNJN
3
DELISTED
Finjan Holdings, Inc.
FNJN
$5.4M 8.5%
2,688,245
– –
USWS
4
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$3.66M 5.75%
92,111
+52,829
+134% +$1.92M
LLEX
5
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$1.82M 2.87%
4,801,811
– –
NOG icon
6
Northern Oil and Gas
NOG
$2.21B
$894K 1.41%
38,215
– –
TDW.WS.A
7
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$172K 0.27%
105,506
– –
TDW.WS.B
8
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$135K 0.21%
114,059
– –
ASNA
9
DELISTED
Ascena Retail Group, Inc.
ASNA
$96K 0.15%
12,500
– –
ROSEW
10
DELISTED
Rosehill Resources Inc.
ROSEW
$37K 0.06%
407,102
– –
TDW.WS
11
DELISTED
Tidewater Inc.
TDW.WS
$12K 0.02%
22,341
– –
NEPH icon
12
Nephros
NEPH
$37.2M
– –
-73,810
Closed -$601K
RMBS icon
13
Rambus
RMBS
$10.4B
– –
-22,981
Closed -$302K
TA
14
DELISTED
TravelCenters of America LLC
TA
– –
-92,638
Closed -$1.14M

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Southpaw Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Southpaw Asset Management held 18 positions worth $63.6M, down 42% from $110M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Southpaw Asset Management withdrew a net $34.1M in Q4 2019, closing 3 positions. Its most notable exit was TravelCenters of America LLC, an estimated $1.14M position sold in full.

By sector, the portfolio is most concentrated in Energy at 33% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Southpaw Asset Management added an estimated $1.92M to U.S. Well Services, Inc. Class A Common Stock.

  • Southpaw Asset Management added most to U.S. Well Services, Inc. Class A Common Stock in Q4 2019, an estimated $1.92M increase.
  • Southpaw Asset Management fully exited TravelCenters of America LLC in Q4 2019, selling an estimated $1.14M.
  • Southpaw Asset Management's ten largest holdings make up 99% of its $63.6M portfolio in Q4 2019.
  • Southpaw Asset Management opened 0 new positions and closed 3 in Q4 2019.
  • Southpaw Asset Management's portfolio value fell 42% quarter-over-quarter to $63.6M.

Based on Southpaw Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.