SAM

Southpaw Asset Management Portfolio holdings

AUM $8.13M
This Quarter Return
+6.3%
1 Year Return
+8.81%
3 Year Return
+3.98%
5 Year Return
+2.64%
10 Year Return
–
AUM
$54.2M
AUM Growth
+$54.2M
Cap. Flow
-$1.77M
Cap. Flow %
-3.26%
Top 10 Hldgs %
99.48%
Holding
19
New
–
Increased
1
Reduced
1
Closed
3

Top Buys

1
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
$2.1M

Top Sells

1
ASNA
Ascena Retail Group, Inc.
ASNA
$1.82M
2
TA
TravelCenters of America LLC
TA
$1.14M
3
NEPH icon
Nephros
NEPH
$601K
4
RMBS icon
Rambus
RMBS
$302K

Sector Composition

1 Energy 38.76%
2 Consumer Discretionary 0%
3 Healthcare 0%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TDW icon
1
Tidewater
TDW
$2.98B
$14.6M 23% 758,627 – –
FNJN
2
DELISTED
Finjan Holdings, Inc.
FNJN
$5.4M 8.5% 2,688,245 – –
USWS
3
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$3.66M 5.75% 1,934,338 +1,109,422 +134% +$2.1M
LLEX
4
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$1.83M 2.87% 4,801,811 – –
NOG icon
5
Northern Oil and Gas
NOG
$2.55B
$894K 1.41% 382,146 – –
TDW.WS.A
6
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$172K 0.27% 105,506 – –
TDW.WS.B
7
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$135K 0.21% 114,059 – –
ASNA
8
DELISTED
Ascena Retail Group, Inc.
ASNA
$96K 0.15% 12,500 -237,500 -95% -$1.82M
ROSEW
9
DELISTED
Rosehill Resources Inc.
ROSEW
$37K 0.06% 407,102 – –
TDW.WS
10
DELISTED
Tidewater Inc.
TDW.WS
$12K 0.02% 22,341 – –
NEPH icon
11
Nephros
NEPH
$39.5M
– – -73,810 Closed -$601K
RMBS icon
12
Rambus
RMBS
$7.94B
– – -22,981 Closed -$302K
TEVA icon
13
Teva Pharmaceuticals
TEVA
$21.1B
– – 0 – –
TA
14
DELISTED
TravelCenters of America LLC
TA
– – -92,638 Closed -$1.14M