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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
176
Invesco Ultra Short Duration ETF
GSY
$3.82B
$265K 0.03%
5,248
– –
BABA icon
177
Alibaba
BABA
$273B
$261K 0.03%
1,766
-1,172
-40% -$213K
UNIT
178
Uniti Group
UNIT
$2.68B
$256K 0.03%
20,690
+2,800
+16% +$34.1K
BP icon
179
BP
BP
$113B
$255K 0.03%
9,327
+2,200
+31% +$55.1K
MELI icon
180
Mercado Libre
MELI
$91.2B
$253K 0.03%
150
+2
+1% +$3.46K
NSC icon
181
Norfolk Southern
NSC
$78.3B
$250K 0.03%
1,046
+34
+3% +$8.72K
CCI icon
182
Crown Castle
CCI
$32.6B
$246K 0.03%
1,419
+92
+7% +$17.8K
MBB icon
183
iShares MBS ETF
MBB
$38.9B
$246K 0.03%
+2,279
New +$247K
URI icon
184
United Rentals
URI
$70.9B
$246K 0.03%
700
-300
-30% -$101K
EL icon
185
Estee Lauder
EL
$28.9B
$245K 0.03%
818
– –
GE icon
186
GE Aerospace
GE
$362B
$244K 0.03%
3,799
+89
+2% +$5.72K
XLF icon
187
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$241K 0.03%
6,417
+2,438
+61% +$91.2K
DOCU
188
DocuSign
DOCU
$8.98B
$238K 0.03%
925
+500
+118% +$144K
GS icon
189
Goldman Sachs
GS
$317B
$232K 0.03%
615
+93
+18% +$36.3K
RITM icon
190
Rithm Capital
RITM
$5.01B
$230K 0.03%
20,887
+5,000
+31% +$51.4K
IJH icon
191
iShares Core S&P Mid-Cap ETF
IJH
$122B
$228K 0.03%
4,325
+1,425
+49% +$76.7K
AGG icon
192
iShares Core US Aggregate Bond ETF
AGG
$137B
$227K 0.03%
1,975
+1,343
+213% +$156K
SO icon
193
Southern Company
SO
$109B
$225K 0.03%
3,633
+1,629
+81% +$105K
VIG icon
194
Vanguard Dividend Appreciation ETF
VIG
$110B
$223K 0.03%
1,450
+538
+59% +$85.7K
DHY
195
Credit Suisse High Yield Credit Fund
DHY
$246M
$222K 0.03%
90,000
– –
HYD icon
196
VanEck High Yield Muni ETF
HYD
$4.43B
$222K 0.03%
3,546
– –
SCHX icon
197
Schwab US Large- Cap ETF
SCHX
$70.8B
$222K 0.03%
12,822
+1,200
+10% +$21.4K
AEP icon
198
American Electric Power
AEP
$73.4B
$211K 0.03%
2,599
– –
TMO icon
199
Thermo Fisher Scientific
TMO
$213B
$211K 0.03%
370
– –
VOE icon
200
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$210K 0.03%
1,501
+147
+11% +$20.9K
6 7
8
9 10

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OAM
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LBD
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FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
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CCP
Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return
BCA
Berman Capital Advisors Atlanta, Georgia $636M AUM 30.04% 1-Year Est. Return
DIC
Deer IX & Co Larchmont, New York $971M AUM 24.77% 1-Year Est. Return
GIA
Granite Investment Advisors Concord, New Hampshire $618M AUM 31.33% 1-Year Est. Return

Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.