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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
126
Virtus Convertible & Income Fund
NCV
$379M
$510K 0.06%
21,404
– –
WK icon
127
Workiva
WK
$3.26B
$510K 0.06%
3,619
– –
EAD
128
Allspring Income Opportunities Fund
EAD
$378M
$507K 0.06%
57,573
– –
BAC icon
129
Bank of America
BAC
$427B
$504K 0.06%
11,882
+818
+7% +$33K
MA icon
130
Mastercard
MA
$482B
$497K 0.06%
1,428
+294
+26% +$107K
NCZ
131
Virtus Convertible & Income Fund II
NCZ
$290M
$488K 0.06%
23,515
– –
AGNC icon
132
AGNC Investment
AGNC
$12.7B
$486K 0.06%
30,806
– –
ET icon
133
Energy Transfer Partners
ET
$70.1B
$466K 0.06%
48,606
+6,200
+15% +$59.5K
OGN icon
134
Organon & Co
OGN
$3.55B
$454K 0.06%
13,845
+2,470
+22% +$79K
KYN icon
135
Kayne Anderson Energy Infrastructure Fund
KYN
$2.51B
$451K 0.06%
56,376
-21,397
-28% -$171K
QQQ icon
136
Invesco QQQ Trust
QQQ
$467B
$450K 0.06%
1,256
+420
+50% +$155K
IWM icon
137
iShares Russell 2000 ETF
IWM
$81.6B
$447K 0.06%
2,045
– –
APTS
138
DELISTED
Preferred Apartment Communities, Inc.
APTS
$447K 0.06%
36,550
+1,900
+5% +$21.5K
MOG.A icon
139
Moog Inc Class A
MOG.A
$12.6B
$439K 0.06%
5,753
– –
DOV icon
140
Dover
DOV
$28.4B
$435K 0.05%
2,797
– –
NEE icon
141
NextEra Energy
NEE
$184B
$432K 0.05%
5,505
+153
+3% +$12.3K
CMI icon
142
Cummins
CMI
$89.4B
$424K 0.05%
1,889
-69
-4% -$16.2K
PLD icon
143
Prologis
PLD
$137B
$424K 0.05%
3,384
+122
+4% +$15.8K
ADI icon
144
Analog Devices
ADI
$184B
$416K 0.05%
2,485
+1,965
+378% +$330K
HIX
145
Western Asset High Income Fund II
HIX
$358M
$413K 0.05%
57,703
– –
SON icon
146
Sonoco
SON
$5.45B
$413K 0.05%
6,935
– –
MMP
147
DELISTED
Magellan Midstream Partners, L.P.
MMP
$403K 0.05%
8,848
– –
CIM
148
Chimera Investment
CIM
$1.06B
$399K 0.05%
8,967
-333
-4% -$14.9K
ETN icon
149
Eaton
ETN
$157B
$392K 0.05%
2,628
-165
-6% -$26.4K
BMY icon
150
Bristol-Myers Squibb
BMY
$124B
$387K 0.05%
6,536
-838
-11% -$55.2K
4 5
6
7 8

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LBD
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FMT
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KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.