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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
351
Western Union
WU
$2.57B
$70K 0.01%
3,448
– –
ZEN
352
DELISTED
ZENDESK INC
ZEN
$70K 0.01%
600
– –
ES icon
353
Eversource Energy
ES
$28.2B
$69K 0.01%
847
+176
+26% +$15.3K
NAZ icon
354
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
$69K 0.01%
4,385
– –
OMC icon
355
Omnicom Group
OMC
$22.7B
$69K 0.01%
952
+180
+23% +$13.4K
WD icon
356
Walker & Dunlop
WD
$1.65B
$68K 0.01%
600
– –
EXD
357
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$68K 0.01%
6,035
– –
D icon
358
Dominion Energy
D
$62.5B
$67K 0.01%
918
+1
+0.1% +$76
EXAS
359
DELISTED
Exact Sciences
EXAS
$67K 0.01%
700
– –
ADSK icon
360
Autodesk
ADSK
$44.3B
$66K 0.01%
230
– –
CRWD icon
361
CrowdStrike
CRWD
$187B
$66K 0.01%
1,080
+400
+59% +$25.8K
EIX icon
362
Edison International
EIX
$30.7B
$66K 0.01%
1,185
– –
FDN icon
363
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$66K 0.01%
278
– –
KEY icon
364
KeyCorp
KEY
$24.3B
$66K 0.01%
3,042
+476
+19% +$9.62K
RMD icon
365
ResMed
RMD
$28.3B
$66K 0.01%
250
– –
TD icon
366
Toronto Dominion Bank
TD
$198B
$66K 0.01%
1,000
– –
WDC icon
367
Western Digital
WDC
$179B
$66K 0.01%
1,551
– –
PAAS icon
368
Pan American Silver
PAAS
$18.6B
$65K 0.01%
2,800
+1,000
+56% +$26.1K
PPG icon
369
PPG Industries
PPG
$25.9B
$65K 0.01%
458
+143
+45% +$22.9K
SCHR
370
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$65K 0.01%
+2,300
New +$65.8K
WAL icon
371
Western Alliance Bancorporation
WAL
$9.07B
$65K 0.01%
600
– –
YUMC icon
372
Yum China
YUMC
$14.9B
$65K 0.01%
1,127
– –
FXH icon
373
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$64K 0.01%
540
– –
XLU icon
374
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$64K 0.01%
+2,000
New +$66.8K
KSU
375
DELISTED
Kansas City Southern
KSU
$64K 0.01%
236
– –
13 14
15
16 17

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LBD
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FMT
First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return
KFM
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CCP
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BCA
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DIC
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GIA
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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.