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Sonora Investment Management Portfolio holdings

AUM $798M
1-Year Est. Return 17.61%
This Fund
S&P 500
This Quarter Est. Return
-0.03%
1 Year Est. Return
+17.61%
3 Year Est. Return
+32.82%
5 Year Est. Return
+55.86%
10 Year Est. Return
–
AUM
$798M
AUM Growth
+$32.9M
Cap. Flow
+$37.4M
Cap. Flow %
4.69%
Top 10 Hldgs %
25.55%
Holding
1,139
New
137
Increased
269
Reduced
112
Closed
50

Top Buys

Rank Stock Value
1
EAF icon
GrafTech
EAF
+$4.77M
2
UNP icon
Union Pacific
UNP
+$1.37M
3
ORCL icon
Oracle
ORCL
+$1.14M
4
LEG icon
Leggett & Platt
LEG
+$1.12M
5
FUBO icon
FuboTV Inc
FUBO
+$1.05M

Top Sells

Rank Stock Value
1
PNW icon
Pinnacle West Capital
PNW
+$3.18M
2
AAPL icon
Apple
AAPL
+$1.7M
3
FCX icon
Freeport-McMoran
FCX
+$390K
4
MXIM
Maxim Integrated Products
MXIM
+$342K
5
T icon
AT&T
T
+$232K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 12.11%
3 Financials 10.62%
4 Consumer Staples 9.93%
5 Healthcare 9.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
326
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$85K 0.01%
2,775
+1,000
+56% +$31.2K
SCHO icon
327
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$82K 0.01%
+3,200
New +$82K
DHS icon
328
WisdomTree US High Dividend Fund
DHS
$1.56B
$81K 0.01%
1,050
-100
-9% -$7.92K
IWP icon
329
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$81K 0.01%
722
+162
+29% +$18.6K
JPST icon
330
JPMorgan Ultra-Short Income ETF
JPST
$40B
$81K 0.01%
+1,600
New +$81.2K
IVR icon
331
Invesco Mortgage Capital
IVR
$776M
$80K 0.01%
2,537
– –
LRCX icon
332
Lam Research
LRCX
$382B
$80K 0.01%
1,400
+250
+22% +$15.2K
KHC icon
333
Kraft Heinz
KHC
$30.4B
$79K 0.01%
2,158
+2
+0.1% +$75
BAX icon
334
Baxter International
BAX
$11.6B
$78K 0.01%
970
– –
BSV icon
335
Vanguard Short-Term Bond ETF
BSV
$44.6B
$78K 0.01%
+950
New +$78.1K
IJR icon
336
iShares Core S&P Small-Cap ETF
IJR
$109B
$78K 0.01%
+718
New +$79.1K
XLE icon
337
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$78K 0.01%
3,010
-348
-10% -$8.62K
BALL icon
338
Ball Corp
BALL
$17B
$77K 0.01%
861
– –
PTY icon
339
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$77K 0.01%
4,229
+2,229
+111% +$44.5K
AMD icon
340
Advanced Micro Devices
AMD
$851B
$76K 0.01%
734
– –
DFS
341
DELISTED
Discover Financial Services
DFS
$76K 0.01%
618
+85
+16% +$10.7K
PFF icon
342
iShares Preferred and Income Securities ETF
PFF
$13.2B
$76K 0.01%
1,950
+1,000
+105% +$39.2K
FTSM icon
343
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$75K 0.01%
1,250
– –
ANET icon
344
Arista Networks
ANET
$219B
$74K 0.01%
3,456
– –
CXT icon
345
Crane NXT
CXT
$3.04B
$71K 0.01%
2,162
– –
FNDF icon
346
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$71K 0.01%
2,152
– –
LMBS icon
347
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$71K 0.01%
1,400
– –
WMB icon
348
Williams Companies
WMB
$90.5B
$71K 0.01%
2,750
– –
XLV icon
349
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$71K 0.01%
561
+49
+10% +$6.48K
CMC icon
350
Commercial Metals
CMC
$7.63B
$70K 0.01%
2,300
– –
12 13
14
15 16

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Sonora Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Sonora Investment Management held 1,139 positions worth $798M, up 4.3% from $765M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sonora Investment Management deployed $37.4M of net new capital in Q3 2021, opening 137 new positions and adding to 269 existing holdings. Its largest new stake was iShares MBS ETF: 2,279 shares worth $246K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 25% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Pinnacle West Capital, an estimated $3.18M trimmed.

  • Sonora Investment Management's largest Q3 2021 buy was iShares MBS ETF: 2,279 shares worth $246K.
  • Sonora Investment Management added most to GrafTech in Q3 2021, an estimated $4.77M increase.
  • Sonora Investment Management's biggest Q3 2021 reduction was Pinnacle West Capital, cutting an estimated $3.18M.
  • Sonora Investment Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $342K.
  • Sonora Investment Management's ten largest holdings make up 26% of its $798M portfolio in Q3 2021.
  • Sonora Investment Management opened 137 new positions and closed 50 in Q3 2021.
  • Sonora Investment Management's portfolio value rose 4.3% quarter-over-quarter to $798M.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.