SHA

Smith Hayes Advisers Portfolio holdings

AUM $487M
This Quarter Return
+1.98%
1 Year Return
-0.19%
3 Year Return
+35.2%
5 Year Return
–
10 Year Return
–
AUM
$487M
AUM Growth
+$487M
Cap. Flow
+$7.4M
Cap. Flow %
1.52%
Top 10 Hldgs %
22%
Holding
327
New
20
Increased
156
Reduced
96
Closed
21

Top Buys

1
JNJ icon
Johnson & Johnson
JNJ
$2.15M
2
MET icon
MetLife
MET
$1.83M
3
FITB icon
Fifth Third Bancorp
FITB
$1.56M
4
T icon
AT&T
T
$1.39M
5
V icon
Visa
V
$1.19M

Top Sells

1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$2.13M
2
QQQ icon
Invesco QQQ Trust
QQQ
$1.75M
3
EMR icon
Emerson Electric
EMR
$1.39M
4
PG icon
Procter & Gamble
PG
$1.28M
5
PCP
PRECISION CASTPARTS CORP
PCP
$1.15M

Sector Composition

1 Financials 20.51%
2 Industrials 13.43%
3 Technology 10.33%
4 Consumer Staples 9.49%
5 Healthcare 9.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHW
301
Calamos Global Dynamic Income Fund
CHW
$467M
$104K 0.02%
14,730
– –
CHI
302
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$97K 0.02%
10,260
-1,000
-9% -$9.45K
BDJ icon
303
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$93K 0.02%
+12,326
New +$93K
RHE
304
DELISTED
Regional Health Properties, Inc.
RHE
$85K 0.02%
36,773
– –
BOCH
305
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$74K 0.02%
11,621
+53
+0.5% +$337
GORO icon
306
Gold Resource Corp
GORO
$79.8M
$25K 0.01%
10,578
+29
+0.3% +$69
FXH icon
307
First Trust Health Care AlphaDEX Fund
FXH
$921M
– –
-5,884
Closed -$356K
IEO icon
308
iShares US Oil & Gas Exploration & Production ETF
IEO
$487M
– –
-6,692
Closed -$354K
LOGI icon
309
Logitech
LOGI
$15.2B
– –
-15,003
Closed -$226K
MYGN icon
310
Myriad Genetics
MYGN
$593M
– –
-6,105
Closed -$263K
PKW icon
311
Invesco BuyBack Achievers ETF
PKW
$1.45B
– –
-21,490
Closed -$977K
PTH icon
312
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$95.8M
– –
-11,853
Closed -$653K
PZZA icon
313
Papa John's
PZZA
$1.6B
– –
-5,184
Closed -$290K
RSP icon
314
Invesco S&P 500 Equal Weight ETF
RSP
$73.6B
– –
-27,758
Closed -$2.13M
SOR
315
Source Capital
SOR
$365M
– –
-3,075
Closed -$204K
TRX icon
316
TRX Gold Corp
TRX
$110M
– –
-15,000
Closed -$4K
UAA icon
317
Under Armour
UAA
$2.14B
– –
-11,187
Closed -$902K
VO icon
318
Vanguard Mid-Cap ETF
VO
$86.9B
– –
-1,897
Closed -$228K
NUAN
319
DELISTED
Nuance Communications, Inc.
NUAN
– –
-18,035
Closed -$359K
LMNX
320
DELISTED
Luminex Corp
LMNX
– –
-13,711
Closed -$293K
CHK
321
DELISTED
Chesapeake Energy Corporation
CHK
– –
-172,690
Closed -$777K
JRO
322
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-10,859
Closed -$106K
RLD
323
DELISTED
REALD INC COM STK
RLD
– –
-22,706
Closed -$240K
PCP
324
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-4,939
Closed -$1.15M
FBT icon
325
First Trust NYSE Arca Biotechnology Index Fund
FBT
$1.07B
– –
-4,753
Closed -$537K
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