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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.28%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
29
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
1
Occidental Petroleum
OXY
$57B
$26M 6.39%
400,325
-110,568
-22% -$6.96M
OXY icon
2
PUT
Occidental Petroleum
OXY
$57B
$23.9M 5.88%
368,400
-60,100
-14% -$3.78M
RBCP
3
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$19.2M 4.72%
174,224
-3,432
-2% -$374K
RBC icon
4
PUT
RBC Bearings
RBC
$18.8B
$16.3M 4.01%
69,600
-4,000
-5% -$907K
OXY.WS icon
5
Occidental Petroleum Corp Warrants
OXY.WS
$33.2B
$12.9M 3.18%
298,915
+47,545
+19% +$1.95M
SPY icon
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$12.8M 3.15%
30,000
+25,000
+500% +$11.1M
OXY icon
7
CALL
Occidental Petroleum
OXY
$57B
$10.5M 2.57%
161,200
-34,800
-18% -$2.19M
EPR.PRC icon
8
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$151M
$9.93M 2.44%
531,334
-36,506
-6% -$730K
AQNU
9
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$9.45M 2.32%
437,782
+36,317
+9% +$978K
APO.PRA icon
10
Apollo Global Management Series A
APO.PRA
$1.79B
$7.31M 1.8%
+132,602
New +$7.15M
RBC icon
11
CALL
RBC Bearings
RBC
$18.8B
$6.91M 1.7%
29,500
+21,500
+269% +$4.88M
BKDT
12
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$6.52M 1.6%
111,833
+3,591
+3% +$212K
THWWW
13
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$5.12M 1.26%
1,001,620
+529,919
+112% +$2.04M
GTLS.PRB
14
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$5.04M 1.24%
75,521
+24,850
+49% +$1.67M
GTX icon
15
Garrett Motion
GTX
$5.9B
$4.71M 1.16%
597,940
-49,404
-8% -$380K
FLR icon
16
PUT
Fluor
FLR
$7.29B
$3.31M 0.82%
90,300
-6,700
-7% -$224K
AJXA
17
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$3.16M 0.78%
+131,211
New +$3.22M
FLR icon
18
CALL
Fluor
FLR
$7.29B
$2.88M 0.71%
78,500
+6,300
+9% +$211K
GTX icon
19
PUT
Garrett Motion
GTX
$5.9B
$2.81M 0.69%
356,100
-23,600
-6% -$182K
TH icon
20
CALL
Target Hospitality
TH
$1.61B
$2.64M 0.65%
166,100
-16,500
-9% -$233K
VRRM icon
21
Verra Mobility
VRRM
$615M
$2.63M 0.65%
140,705
-107,496
-43% -$2.08M
VTNR
22
PUT
DELISTED
Vertex Energy, Inc
VTNR
$2.54M 0.62%
570,900
-7,400
-1% -$38K
AAL icon
23
PUT
American Airlines Group
AAL
$9.58B
$2.2M 0.54%
171,600
-2,200
-1% -$34.1K
VTNR
24
DELISTED
Vertex Energy, Inc
VTNR
$2.15M 0.53%
483,932
-553,363
-53% -$2.84M
ASTS icon
25
CALL
AST SpaceMobile
ASTS
$16.8B
$2.06M 0.51%
541,700
-57,300
-10% -$231K
1
2 3 4 5

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FRA
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RHP
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RLIM
Red Lighthouse Investment Management New York $296M AUM 22.04% 1-Year Est. Return
JCM
Jacobsen Capital Management Salt Lake City, Utah $296M AUM 24.47% 1-Year Est. Return
MSWM
Master's Wealth Management Lancaster, Pennsylvania $295M AUM 15.96% 1-Year Est. Return
CA
Claar Advisors New York $295M AUM 12.26% 1-Year Est. Return
NRC
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XSC
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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 35 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 35 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.