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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
+$127M
Cap. Flow
-$9.78M
Cap. Flow %
-2.15%
Top 10 Hldgs %
45.73%
Holding
220
New
43
Increased
43
Reduced
28
Closed
33

Top Buys

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$36.3M
2
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$12M
3
VTNR
Vertex Energy, Inc
VTNR
+$7.31M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.26M
5
GTX icon
Garrett Motion
GTX
+$5.19M

Top Sells

Rank Stock Value
1
GTXAP
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
+$15.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$10.7M
3
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$3.11M
4
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$794K
5
ASTSW
AST SpaceMobile, Inc. Warrant
ASTSW
+$391K

Sector Composition

Rank Sector Weight
1 Energy 8.02%
2 Consumer Discretionary 1.14%
3 Technology 1.09%
4 Industrials 0.62%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIVI
1
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$51.8M 11.38%
228,068
+211,209
+1,253% +$36.3M
OXY icon
2
Occidental Petroleum
OXY
$57B
$30M 6.6%
510,893
+61,617
+14% +$3.7M
OXY icon
3
PUT
Occidental Petroleum
OXY
$57B
$25.2M 5.54%
428,500
-99,300
-19% -$5.96M
RBCP
4
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$18.8M 4.14%
177,656
+26,311
+17% +$2.8M
RBC icon
5
PUT
RBC Bearings
RBC
$18.8B
$16M 3.52%
73,600
+32,200
+78% +$6.98M
EPR.PRC icon
6
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$151M
$12M 2.63%
567,840
+43,405
+8% +$845K
AQNU
7
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$11.8M 2.6%
+401,465
New +$12M
OXY icon
8
CALL
Occidental Petroleum
OXY
$57B
$11.5M 2.53%
196,000
-148,000
-43% -$8.88M
OXY.WS icon
9
Occidental Petroleum Corp Warrants
OXY.WS
$33.2B
$9.38M 2.06%
251,370
+129,209
+106% +$4.94M
BKDT
10
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$6.69M 1.47%
108,242
+21,042
+24% +$1.24M
VTNR
11
DELISTED
Vertex Energy, Inc
VTNR
$6.48M 1.42%
+1,037,295
New +$7.31M
KKR.PRC
12
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$6.06M 1.33%
91,711
+83,710
+1,046% +$5.26M
SABRP
13
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$5.07M 1.11%
107,790
+4,468
+4% +$235K
GTX icon
14
Garrett Motion
GTX
$5.9B
$4.9M 1.08%
+647,344
New +$5.19M
VRRM icon
15
Verra Mobility
VRRM
$615M
$4.89M 1.08%
+248,201
New +$4.38M
PCGU
16
DELISTED
PG&E Corporation
PCGU
$4.28M 0.94%
28,597
+11,624
+68% +$1.71M
VTNR
17
PUT
DELISTED
Vertex Energy, Inc
VTNR
$3.61M 0.79%
578,300
+550,900
+2,011% +$3.88M
GTLS.PRB
18
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$3.3M 0.73%
50,671
+24,198
+91% +$1.31M
RCL icon
19
CALL
Royal Caribbean
RCL
$78.7B
$3.28M 0.72%
31,600
+20,500
+185% +$1.61M
NIMC
20
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$3.23M 0.71%
31,777
+24,717
+350% +$2.55M
COHR icon
21
CALL
Coherent
COHR
$55.2B
$3.22M 0.71%
63,200
+18,500
+41% +$687K
AAL icon
22
PUT
American Airlines Group
AAL
$9.58B
$3.12M 0.69%
173,800
+15,900
+10% +$233K
CCL icon
23
CALL
Carnival Corporation Ltd
CCL
$36.1B
$3.06M 0.67%
162,400
-30,200
-16% -$353K
GTX icon
24
PUT
Garrett Motion
GTX
$5.9B
$2.87M 0.63%
379,700
+46,900
+14% +$376K
FLR icon
25
PUT
Fluor
FLR
$7.29B
$2.87M 0.63%
97,000
+54,500
+128% +$1.56M
1
2 3 4 5

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RLIM
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JCM
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MSWM
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CA
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Skaana Management's Q2 2023 Portfolio in Review

As of Q2 2023, Skaana Management held 220 positions worth $455M, up 39% from $328M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Skaana Management's Q2 2023 filing shows 43 new, 43 increased, 28 reduced and 33 closed positions. Its largest new stake was Algonquin Power & Utilities Corp Units: 401,465 shares worth $11.8M. The largest sale was Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 8% of assets, down from 8.6% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Skaana Management's largest Q2 2023 buy was Algonquin Power & Utilities Corp Units: 401,465 shares worth $11.8M.
  • Skaana Management added most to Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q2 2023, an estimated $36.3M increase.
  • Skaana Management's biggest Q2 2023 reduction was Target Hospitality Corp. Warrant expiring 3/15/2024, cutting an estimated $794K.
  • Skaana Management fully exited Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock in Q2 2023, selling an estimated $15.1M.
  • Skaana Management's ten largest holdings make up 46% of its $455M portfolio in Q2 2023.
  • Skaana Management opened 43 new positions and closed 33 in Q2 2023.
  • Skaana Management's portfolio value rose 39% quarter-over-quarter to $455M.

Based on Skaana Management's 13F filing for Q2 2023, filed 14 Aug 2023.