SM

Skaana Management Portfolio holdings

AUM $231M
This Quarter Return
+3.12%
1 Year Return
+43.17%
3 Year Return
+108.72%
5 Year Return
–
10 Year Return
–
AUM
$340M
AUM Growth
+$340M
Cap. Flow
+$77M
Cap. Flow %
22.62%
Top 10 Hldgs %
55.88%
Holding
178
New
30
Increased
17
Reduced
6
Closed
9

Top Buys

1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$48M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$11.8M
3
VTNR
Vertex Energy, Inc
VTNR
$6.48M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.53M
5
GTX icon
Garrett Motion
GTX
$4.9M

Top Sells

1
GTXAP
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$15.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$10.7M
3
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$3.11M
4
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$687K
5
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$378K

Sector Composition

1 Energy 10.73%
2 Consumer Discretionary 1.53%
3 Technology 1.45%
4 Industrials 0.83%
5 Financials 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IIVI
1
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$51.8M 11.38% 228,068 +211,209 +1,253% +$48M
OXY icon
2
Occidental Petroleum
OXY
$46.9B
$30M 6.6% 510,893 +61,617 +14% +$3.62M
RBCP
3
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$18.8M 4.14% 177,656 +26,311 +17% +$2.79M
EPR.PRC icon
4
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$12M 2.63% 567,840 +43,405 +8% +$916K
AQNU
5
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$11.8M 2.6% +401,465 New +$11.8M
OXY.WS icon
6
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$9.38M 2.06% 251,370 +129,209 +106% +$4.82M
BKDT
7
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$6.69M 1.47% 108,242 +21,042 +24% +$1.3M
VTNR
8
DELISTED
Vertex Energy, Inc
VTNR
$6.48M 1.42% +1,037,295 New +$6.48M
KKR.PRC
9
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$6.06M 1.33% 91,711 +83,710 +1,046% +$5.53M
SABRP
10
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$5.07M 1.11% 107,790 +4,468 +4% +$210K
GTX icon
11
Garrett Motion
GTX
$2.62B
$4.9M 1.08% +647,344 New +$4.9M
VRRM icon
12
Verra Mobility
VRRM
$3.96B
$4.89M 1.08% +248,201 New +$4.89M
PCGU
13
DELISTED
PG&E Corporation
PCGU
$4.28M 0.94% 28,597 +11,624 +68% +$1.74M
GTLS.PRB icon
14
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$3.3M 0.73% 50,671 +24,198 +91% +$1.58M
NIMC
15
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$3.23M 0.71% 31,777 +24,717 +350% +$2.51M
TH icon
16
Target Hospitality
TH
$905M
$2.79M 0.61% +207,803 New +$2.79M
ASTSW
17
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$1.68M 0.37% 1,262,753 -249,142 -16% -$331K
THWWW
18
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$1.61M 0.35% 471,701 -200,924 -30% -$687K
NVAX icon
19
Novavax
NVAX
$1.21B
$1.13M 0.25% +151,935 New +$1.13M
DNAD
20
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$1.1M 0.24% +106,223 New +$1.1M
SOFI icon
21
SoFi Technologies
SOFI
$30.6B
$1.08M 0.24% +129,800 New +$1.08M
AMPX.WS icon
22
Amprius Technologies Warrants
AMPX.WS
$203M
$296K 0.07% 617,518 +263,825 +75% +$127K
OSW icon
23
OneSpaWorld
OSW
$2.32B
$292K 0.06% +24,136 New +$292K
BBAI.WS icon
24
BigBear.ai Holdings, Inc. Redeemable warrants, each full warrant exercisable for one share of common stock at an exercise price of $11.50 per share
BBAI.WS
$393M
$241K 0.05% 1,093,481 -489,148 -31% -$108K
ICPT
25
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$220K 0.05% 19,877 -4,000 -17% -$44.2K
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