Skaana Management Portfolio holdings

AUM $218M

This Quarter Return

-1.84%

1 Year Return

+38.79%

3 Year Return

+48.78%

5 Year Return

–

10 Year Return

–

AUM

$218M

AUM Growth

-$95.4M (-30%)

Cap. Flow

-$56.7M

Cap. Flow % of AUM

-26.04%

Top 10 Holdings %Top 10 Hldgs %

69.8%

Holding

175

New

Increased

Reduced

Closed

Top Buys

1	Apollo Global Management Series A APO.PRA	$6.92M
2	EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares EPR.PRC	$5.92M
3	KKR.PRD KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD	$3.72M
4	CompoSecure, Inc. Warrant CMPOW	$3.13M
5	BigBear.ai BBAI	$1.82M

Top Sells

1	Occidental Petroleum Corporation Warrants to Purchase Common Stock OXY.WS	$37.1M
2	MicroStrategy MSTR	$15.9M
3	NuScale Power SMR	$3.43M
4	Kimco Realty Corporation Depositary Shares, each representing 1/1,000th interest in a share of 7.25% Class N Cumulative Convertible Perpetual Preferred Stock KIM.PRN	$3.09M
5	GRND.WS Grindr Inc. Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share GRND.WS	$2.11M

Sector Composition

1	Technology	2.45%
2	Healthcare	0.45%
3	Consumer Discretionary	0.3%
4	Consumer Staples	0.05%
5	Energy	0.04%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares EPR.PRC $132M	$19.6M	7.16%	849,820 +256,658	+43%	+$5.92M
2	2 Apollo Global Management Series A APO.PRA $2.09B	$15.5M	5.65%	211,566 +94,644	+81%	+$6.92M
3	3 Core Scientific, Inc. Tranche 1 Warrants CORZW $652M	$4.81M	1.76%	1,588,215 +15,560	+1%	+$47.1K
4	4 CompoSecure, Inc. Warrant CMPOW $615M	$3.95M	1.44%	1,033,734 +820,417	+385%	+$3.13M
5	KKR.PRD 5 KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD $2.92B	$3.72M	1.36%	+75,303	New	+$3.72M
6	6 BrightSpring Health Services, Inc. Tangible Equity Unit BTSGU $561M	$3.24M	1.18%	49,895 +1,785	+4%	+$116K
7	7 BigBear.ai BBAI $1.86B	$1.82M	0.66%	+635,803	New	+$1.82M
8	8 AST SpaceMobile ASTS $13.6B	$1.73M	0.63%	+76,254	New	+$1.73M
9	MCHPP 9 Microchip Technology Incorporated Depositary Shares Each Representing a 1/20th Interest in a Share of 7.50% Series A Mandatory Convertible Preferred Stock MCHPP	$1.63M	0.6%	+32,429	New	+$1.63M
10	BA.PRA 10 The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00 BA.PRA $8.17B	$1.04M	0.38%	17,406 +2,673	+18%	+$160K
11	11 Novavax NVAX $1.06B	$969K	0.35%	151,206 -183,681	-55%	-$1.18M
12	12 GameStop GME $9.89B	$558K	0.2%	+25,000	New	+$558K
13	13 Payoneer PAYO $2.27B	$155K	0.06%	21,200	–	–
14	14 PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share PSQH.WS $9.14M	$138K	0.05%	596,817 -83,912	-12%	-$19.4K
15	15 Herbalife HLF $931M	$106K	0.04%	12,340 -33,800	-73%	-$292K
16	16 Royal Caribbean RCL $85.4B	$103K	0.04%	+500	New	+$103K
17	17 Transocean RIG $2.49B	$84K	0.03%	26,513	–	–
18	AVPTW 18 DELISTED AvePoint Inc Warrant AVPTW	$66.1K	0.02%	15,652 -263,583	-94%	-$1.11M
19	19 Occidental Petroleum Corporation Warrants to Purchase Common Stock OXY.WS $20.4B	$44.3K	0.02%	1,600 -1,341,335	-100%	-$37.1M
20	20 TeraWulf WULF $1.85B	$27.3K	0.01%	+10,000	New	+$27.3K
21	21 Stem STEM $102M	$15.6K	0.01%	+44,504	New	+$15.6K
22	VFSWW 22 VinFast Auto Ltd. Warrant VFSWW $632M	$11.5K	﹤0.01%	33,558	–	–
23	RNWWW 23 ReNew Energy Global plc Warrant RNWWW $2.13M	$7.66K	﹤0.01%	85,059 -37,746	-31%	-$3.4K
24	24 Iris Energy IREN $3.72B	$6.09K	﹤0.01%	+1,000	New	+$6.09K
25	UKOMW 25 Ucommune International Ltd Warrant expiring 11/17/2025 UKOMW $13.3K	$491	﹤0.01%	48,592	–	–