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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.28%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
29
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIMC
176
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
-31,777
Closed -$3.23M
UPH.WS
177
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$0 ﹤0.01%
61,593
– –
IGICW
178
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-283,725
Closed -$173K
CHEAW
179
DELISTED
Chenghe Acquisition Co. Warrant
CHEAW
$0 ﹤0.01%
26,250
– –
ZEV
180
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-76,900
Closed -$277K
KKR.PRC
181
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-91,711
Closed -$6.06M
SABRP
182
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
– –
-107,790
Closed -$5.07M
FGMCW
183
DELISTED
FG Merger Corp. Warrant
FGMCW
– –
-16,750
Closed -$896
APGNW
184
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
– –
-73,130
Closed -$2.48K
PCGU
185
DELISTED
PG&E Corporation
PCGU
– –
-28,597
Closed -$4.28M
IRNT
186
CALL
DELISTED
IronNet, Inc.
IRNT
– –
-96,900
Closed -$20.2K
IRNT
187
DELISTED
IronNet, Inc.
IRNT
– –
-43,823
Closed -$9.15K
APPH
188
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-4,100
Closed -$1.52K
GRNAW
189
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$0 ﹤0.01%
+5,000
New +$73
MDGSW
190
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-67,920
Closed -$2.31K
DNAD
191
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-106,223
Closed -$1.1M
GRCYW
192
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
$0 ﹤0.01%
+53,560
New –
UPH
193
CALL
DELISTED
UpHealth, Inc.
UPH
– –
-33,200
Closed -$62.4K
GNRSW
194
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$0 ﹤0.01%
+13,100
New –
ALGRW
195
DELISTED
Allegro Merger Corp Warrant
ALGRW
$0 ﹤0.01%
+45,000
New –
SUMRW
196
DELISTED
SUMMER INFANT INC WTS EXP 04/20/2009
SUMRW
$0 ﹤0.01%
+14,584
New –
HUNTW
197
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$0 ﹤0.01%
+75,001
New –
IIVI
198
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
– –
-228,068
Closed -$51.8M
4 5 6 7
8

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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 35 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 35 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.