SM

Skaana Management Portfolio holdings

AUM $231M
This Quarter Return
+2.12%
1 Year Return
+43.17%
3 Year Return
+108.72%
5 Year Return
–
10 Year Return
–
AUM
$270M
AUM Growth
+$270M
Cap. Flow
-$11.6M
Cap. Flow %
-4.28%
Top 10 Hldgs %
72.24%
Holding
195
New
15
Increased
12
Reduced
12
Closed
52

Top Buys

1
OXY icon
Occidental Petroleum
OXY
$52.9M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$26.8M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$24.7M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5.81M
5
GTXAP
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$5.7M

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$88.9M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.9M
3
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$6.19M
4
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$5.3M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$3.26M

Sector Composition

1 Energy 19.67%
2 Utilities 2.07%
3 Healthcare 0.1%
4 Financials 0.08%
5 Technology 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CANO
151
DELISTED
Cano Health, Inc.
CANO
– –
-13,493
Closed -$117K
BTWNW
152
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-19,785
Closed -$2K
CHEAW
153
DELISTED
Chenghe Acquisition Co. Warrant
CHEAW
– –
-26,250
Closed -$2K
ZEV
154
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-25,566
Closed -$40K
KKR.PRC
155
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-52,629
Closed -$2.86M
LFLY
156
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
0
– –
CLVR
157
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-11,900
Closed -$7K
APPH
158
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
0
– –
APPHW
159
DELISTED
AppHarvest, Inc. Warrants
APPHW
– –
-14,683
Closed -$5K
MDGSW
160
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-70,200
Closed -$7K
APTV.PRA
161
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
– –
-26,944
Closed -$2.57M
GRCYW
162
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
Closed -$1K
ML
163
DELISTED
MoneyLion Inc.
ML
– –
0
– –
RAMMW
164
DELISTED
Aries I Acquisition Corporation
RAMMW
– –
-25,000
Closed -$3K
GFLU
165
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-483,043
Closed -$27.9M
AVYA
166
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
SPIR.WS
167
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
– –
-242,378
Closed -$28K
UPH
168
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
EPWR.WS
169
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
Closed -$1K
ESSCW
170
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-61,000
Closed -$5K
MDH.WS
171
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
– –
-42,650
Closed -$1K
BENER
172
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-35,510
Closed -$5K
BOAS
173
DELISTED
BOA Acquisition Corp.
BOAS
– –
-10,011
Closed -$100K
AMPS.WS
174
DELISTED
Altus Power, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.00
AMPS.WS
– –
-242,126
Closed -$736K
COWN
175
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
4 5 6
7
8