SM

Skaana Management Portfolio holdings

AUM $231M
This Quarter Return
+24.07%
1 Year Return
+43.17%
3 Year Return
+108.72%
5 Year Return
–
10 Year Return
–
AUM
$643M
AUM Growth
+$109M
Cap. Flow
-$49.7M
Cap. Flow %
-7.73%
Top 10 Hldgs %
56.27%
Holding
203
New
26
Increased
21
Reduced
25
Closed
29

Top Buys

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$73.2M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$26.7M
3
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$14.3M
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$12M
5
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$11.7M

Top Sells

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$12.3M
2
PCGU
PG&E Corporation
PCGU
$6.49M
3
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$2.85M
4
OXY icon
Occidental Petroleum
OXY
$2.55M
5
LICY.WS
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
$1.09M

Sector Composition

1 Utilities 0.21%
2 Financials 0.19%
3 Consumer Staples 0.11%
4 Technology 0.1%
5 Consumer Discretionary 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLVR
151
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-1,461
Closed -$136K
AMRS
152
DELISTED
Amyris Inc.
AMRS
– –
0
– –
AVYA
153
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
LOTZW
154
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-20,647
Closed -$8K
UPH
155
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
RCOR.WS
156
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
– –
-25,188
Closed -$14K
RDBXW
157
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-30,993
Closed -$32K
PSTH
158
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
0
– –
NVTSW
159
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-79,303
Closed -$493K
NUAN
160
DELISTED
Nuance Communications, Inc.
NUAN
– –
0
– –
DSKEW
161
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-78,843
Closed -$11K
VMACW
162
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-49,990
Closed -$33K
RKLBW
163
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
– –
-119,786
Closed -$429K
LICY.WS
164
DELISTED
Li-Cycle Holdings Corp. Redeemable Warrants, each whole warrant exercisable for one Common Share at
LICY.WS
– –
-441,003
Closed -$1.09M
CYXTW
165
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-32,543
Closed -$109K
ENR.PRA
166
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-10,520
Closed -$914K
CPSR.WS
167
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-14,603
Closed -$9K
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