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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.27%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
28
Reduced
36
Closed
34

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFNSW
126
T3 Defense Inc Warrants
DFNSW
$938K
$1.33K ﹤0.01%
18,650
– –
RENEW
127
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$1.33K ﹤0.01%
+8,333
New +$1.39K
SHPWW
128
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$1.09K ﹤0.01%
155,696
– –
ASCBW
129
DELISTED
A SPAC II Acquisition Corp. Warrant
ASCBW
$954 ﹤0.01%
37,996
– –
ZEV.WS
130
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$904 ﹤0.01%
392,968
– –
EOSE icon
131
CALL
Eos Energy Enterprises
EOSE
$1.38B
$860 ﹤0.01%
+400
New +$1.2K
UWMC.WS
132
DELISTED
UWM Holdings Warrants
UWMC.WS
$702 ﹤0.01%
+5,400
New +$1.28K
CLVT icon
133
CALL
Clarivate
CLVT
$1.24B
$671 ﹤0.01%
100
– –
PRSTW
134
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$666 ﹤0.01%
13,352
– –
KPLTW
135
DELISTED
Katapult Holdings Warrant
KPLTW
$663 ﹤0.01%
65,000
– –
COEPW
136
DELISTED
Coeptis Therapeutics Warrants
COEPW
$659 ﹤0.01%
29,180
– –
ANGHW icon
137
Anghami Inc Warrants
ANGHW
$82.1K
$590 ﹤0.01%
20,000
– –
ADOCW
138
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$586 ﹤0.01%
20,200
– –
GLLIW
139
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$550 ﹤0.01%
50,000
– –
OPFI.WS
140
DELISTED
OppFi Inc Warrants
OPFI.WS
$516 ﹤0.01%
12,049
– –
SPIR icon
141
CALL
Spire Global
SPIR
$499M
$489 ﹤0.01%
100
+87
+669% +$452
AGILW
142
DELISTED
AgileThought Inc Warrant
AGILW
$463 ﹤0.01%
46,807
– –
BKSY.WS icon
143
BlackSky Technology Inc Warrants
BKSY.WS
$455K
$456 ﹤0.01%
+5,700
New +$774
EACPW
144
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$339 ﹤0.01%
22,620
– –
CLRCW
145
DELISTED
ClimateRock Warrant
CLRCW
$280 ﹤0.01%
+9,800
New +$300
EVTL.WS
146
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$280 ﹤0.01%
2,800
-8,081
-74% -$1.14K
CURIW
147
DELISTED
CuriosityStream Warrant
CURIW
$225 ﹤0.01%
10,000
– –
ICUCW
148
SeaStar Medical Holding Corp Warrant
ICUCW
$336K
$141 ﹤0.01%
10,000
– –
SHCR
149
CALL
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$94 ﹤0.01%
100
– –
DMTKW
150
DELISTED
DermTech, Inc. Warrant
DMTKW
$87 ﹤0.01%
+5,000
New +$87
4 5
6
7 8

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MSWM
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CA
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XSC
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TOTUOP
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CIC
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PC
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RWPA
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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 34 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 34 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.