SM

Skaana Management Portfolio holdings

AUM $231M
1-Year Return 43.17%
This Quarter Return
+3.12%
1 Year Return
+43.17%
3 Year Return
+108.72%
5 Year Return
–
10 Year Return
–
AUM
$340M
AUM Growth
+$171M
Cap. Flow
+$21.6M
Cap. Flow %
6.35%
Top 10 Hldgs %
55.88%
Holding
178
New
30
Increased
17
Reduced
6
Closed
9

Top Buys

1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$48M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$11.8M
3
VTNR
Vertex Energy, Inc
VTNR
$6.48M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.53M
5
GTX icon
Garrett Motion
GTX
$4.9M

Top Sells

1
GTXAP
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$15.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$10.7M
3
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$3.11M
4
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$687K
5
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$378K

Sector Composition

1 Energy 10.73%
2 Consumer Discretionary 1.53%
3 Technology 1.45%
4 Industrials 0.83%
5 Financials 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TE
126
T1 Energy Inc.
TE
$292M
– –
0
– –
EXE
127
Expand Energy Corporation Common Stock
EXE
$22.7B
– –
0
– –
XYZ
128
Block, Inc.
XYZ
$45.7B
– –
0
– –
SAVE
129
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
– –
SHCR
130
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
– –
0
– –
ME
131
DELISTED
23andMe Holding Co. Class A Common Stock
ME
– –
0
– –
ASTR
132
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
0
– –
GETR
133
DELISTED
Getaround, Inc.
GETR
– –
-12,806
Closed -$3.65K
AJXA
134
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
– –
-12,871
Closed -$311K
FSR
135
DELISTED
Fisker Inc.
FSR
– –
0
– –
SPLK
136
DELISTED
Splunk Inc
SPLK
– –
0
– –
APPH
137
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
0
– –
GTXAP
138
DELISTED
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
– –
-1,693,363
Closed -$15.1M
UPH
139
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
NEE.PRQ
140
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-218,415
Closed -$10.7M
APTV icon
141
Aptiv
APTV
$17.4B
– –
0
– –
FAZE
142
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
0
– –
GOEV
143
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
CANO
144
DELISTED
Cano Health, Inc.
CANO
– –
0
– –
ZEV
145
DELISTED
Lightning eMotors, Inc.
ZEV
– –
0
– –
RCA
146
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
-124,537
Closed -$3.11M
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6