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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.28%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
29
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASCBR
101
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$9K ﹤0.01%
100,000
– –
ADOCR
102
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$9K ﹤0.01%
100,000
– –
ASTS icon
103
PUT
AST SpaceMobile
ASTS
$20.4B
$7.98K ﹤0.01%
2,100
-52,300
-96% -$211K
GETY icon
104
CALL
Getty Images
GETY
$199M
$7.79K ﹤0.01%
1,200
– –
BTWNW
105
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
$6.73K ﹤0.01%
19,785
– –
ABLLW
106
DELISTED
Abacus Life Warrant
ABLLW
$6.18K ﹤0.01%
16,261
– –
BETRW icon
107
Better Home & Finance Warrant
BETRW
$1.67M
$5.66K ﹤0.01%
+56,611
New +$9.92K
EOSEW
108
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$5.39K ﹤0.01%
+12,998
New +$11.8K
CLVRW
109
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$4.96K ﹤0.01%
290,052
– –
RCKTW icon
110
Rocket Pharmaceuticals Warrant
RCKTW
$288K
$3.96K ﹤0.01%
23,288
– –
FAZEW
111
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$3.56K ﹤0.01%
257,905
– –
FAZE
112
CALL
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$3.33K ﹤0.01%
20,100
– –
FFAI
113
PUT
Faraday Future Intelligent Electric
FFAI
$12.4M
– –
0
– –
KPLT icon
114
CALL
Katapult Holdings
KPLT
$30.2M
$3.07K ﹤0.01%
+300
New +$4.77K
BKSY icon
115
CALL
BlackSky Technology
BKSY
$1.03B
$2.92K ﹤0.01%
313
– –
IRNT.WS
116
DELISTED
IronNet, Inc. Redeemable Warrants, each whole warrant exercisable for shares of Common Stock at an exercise price of $11.50 per share
IRNT.WS
$2.91K ﹤0.01%
290,781
– –
TE.WS
117
DELISTED
T1 Energy Inc Warrants
TE.WS
$2.19K ﹤0.01%
+2,194
New +$4.32K
ICPT
118
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.85K ﹤0.01%
100
– –
CLRCR
119
DELISTED
ClimateRock Right
CLRCR
$1.76K ﹤0.01%
19,600
– –
CSSEL
120
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Warrant
CSSEL
$1.69K ﹤0.01%
156,418
– –
SHUAW
121
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
$1.67K ﹤0.01%
33,285
– –
BROGW
122
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$1.51K ﹤0.01%
100,000
– –
VHAQ.WS
123
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$1.39K ﹤0.01%
60,777
– –
UKOMW
124
DELISTED
Ucommune International Ltd Warrant
UKOMW
$1.38K ﹤0.01%
48,592
– –
ILLRW
125
Triller Group Inc Warrant
ILLRW
$1.12M
$1.36K ﹤0.01%
46,220
– –
3 4
5
6 7

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MSWM
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CA
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XSC
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TOTUOP
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CIC
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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 35 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 35 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.