SM

Skaana Management Portfolio holdings

AUM $231M
1-Year Return 43.17%
This Quarter Return
+3.12%
1 Year Return
+43.17%
3 Year Return
+108.72%
5 Year Return
–
10 Year Return
–
AUM
$340M
AUM Growth
+$171M
Cap. Flow
+$21.6M
Cap. Flow %
6.35%
Top 10 Hldgs %
55.88%
Holding
178
New
30
Increased
17
Reduced
6
Closed
9

Top Buys

1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$48M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$11.8M
3
VTNR
Vertex Energy, Inc
VTNR
$6.48M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.53M
5
GTX icon
Garrett Motion
GTX
$4.9M

Top Sells

1
GTXAP
Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock
GTXAP
$15.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$10.7M
3
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$3.11M
4
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$687K
5
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$378K

Sector Composition

1 Energy 10.73%
2 Consumer Discretionary 1.53%
3 Technology 1.45%
4 Industrials 0.83%
5 Financials 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INDI icon
101
indie Semiconductor
INDI
$854M
– –
0
– –
KKR icon
102
KKR & Co
KKR
$122B
– –
0
– –
KPLT icon
103
Katapult Holdings
KPLT
$88.3M
– –
0
– –
KG
104
Kestrel Group, Ltd.
KG
$198M
– –
0
– –
MSTR icon
105
Strategy Inc Common Stock Class A
MSTR
$91B
– –
0
– –
NCLH icon
106
Norwegian Cruise Line
NCLH
$11.5B
– –
0
– –
NEE icon
107
NextEra Energy, Inc.
NEE
$147B
– –
0
– –
NEE.PRR
108
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
-8,151
Closed -$378K
NIO icon
109
NIO
NIO
$13.6B
– –
0
– –
OPAD icon
110
Offerpad Solutions
OPAD
$149M
– –
0
– –
PCG icon
111
PG&E
PCG
$33.4B
– –
0
– –
PSFE icon
112
Paysafe
PSFE
$774M
– –
0
– –
PSTG icon
113
Pure Storage
PSTG
$25.2B
– –
0
– –
RBC icon
114
RBC Bearings
RBC
$12.2B
– –
0
– –
RCL icon
115
Royal Caribbean
RCL
$97.6B
– –
0
– –
RUM icon
116
Rumble
RUM
$2.44B
– –
0
– –
RUMBW
117
Rumble Inc. Warrant
RUMBW
$792M
– –
-27,507
Closed -$63K
SABR icon
118
Sabre
SABR
$675M
– –
0
– –
SPIR icon
119
Spire Global
SPIR
$275M
– –
0
– –
SPY icon
120
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
STEM icon
121
Stem
STEM
$114M
– –
0
– –
TALK icon
122
Talkspace
TALK
$439M
– –
-30,047
Closed -$20.9K
TGI
123
DELISTED
Triumph Group
TGI
– –
0
– –
VOYA icon
124
Voya Financial
VOYA
$7.4B
– –
0
– –
X
125
DELISTED
US Steel
X
– –
0
– –
2 3 4
5
6