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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$291M
AUM Growth
-$173M
Cap. Flow
-$217M
Cap. Flow %
-74.52%
Top 10 Hldgs %
69.56%
Holding
134
New
17
Increased
11
Reduced
31
Closed
21

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$8.6M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$6.7M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$3.33M
4
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$2.03M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.27M

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$49.8M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$28.9M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$23.7M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.9M
5
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$10.1M

Sector Composition

Rank Sector Weight
1 Financials 1.43%
2 Consumer Discretionary 0.14%
3 Healthcare 0.12%
4 Energy 0.07%
5 Technology 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEEL
101
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-192,357
Closed -$10.1M
WBX.WS
102
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
– –
-12,536
Closed -$24K
SST.WS
103
DELISTED
System1, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SST.WS
– –
-281,225
Closed -$229K
SHUAW
104
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
$0 ﹤0.01%
33,285
– –
FGMCU
105
DELISTED
FG Merger Corp. Unit
FGMCU
– –
-25,000
Closed -$254K
IRNT
106
DELISTED
IronNet, Inc.
IRNT
– –
-16,927
Closed -$37K
GSRMU
107
DELISTED
GSR II Meteora Acquisition Corp. Unit
GSRMU
– –
-25,000
Closed -$250K
RCOR.WS
108
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
– –
-23,288
Closed -$1K
AVGOP
109
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-19,199
Closed -$28.9M
KCAC.WS
110
DELISTED
Kensington Capital Acquisition Corp. IV Class 1 redeemable warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50
KCAC.WS
– –
-30,879
Closed -$9K
MUDSW
111
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
– –
-20,400
Closed -$6K
RDBXW
112
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-156,418
Closed -$83K
NRGV.WS
113
DELISTED
Energy Vault Holdings, Inc. Redeemable warrants, each whole warrant exercisable for shares of Common
NRGV.WS
– –
-80,532
Closed -$122K
FRGE.WS
114
DELISTED
Forge Global Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock a
FRGE.WS
– –
-1,012,224
Closed -$74K
CHNGU
115
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-62,773
Closed -$4.63M
NEE.PRO
116
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-421,514
Closed -$23.7M
1 2 3 4
5

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MSWM
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CA
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XSC
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TOTUOP
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CIC
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RWPA
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Skaana Management's Q3 2022 Portfolio in Review

As of Q3 2022, Skaana Management held 134 positions worth $291M, down 37% from $464M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Skaana Management withdrew a net $217M in Q3 2022, closing 21 positions and reducing 31 holdings. Its most notable exit was Expand Energy Corp Class A Warrants, an estimated $49.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, up from 0.89% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Skaana Management opened a new position in KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock worth $2.86M.

  • Skaana Management's largest Q3 2022 buy was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock: 52,629 shares worth $2.86M.
  • Skaana Management added most to NextEra Energy, Inc. 6.219% Corporate Units in Q3 2022, an estimated $8.6M increase.
  • Skaana Management's biggest Q3 2022 reduction was Expand Energy Corp Class B Warrants, cutting an estimated $11.9M.
  • Skaana Management fully exited Expand Energy Corp Class A Warrants in Q3 2022, selling an estimated $49.8M.
  • Skaana Management's ten largest holdings make up 70% of its $291M portfolio in Q3 2022.
  • Skaana Management opened 17 new positions and closed 21 in Q3 2022.
  • Skaana Management's portfolio value fell 37% quarter-over-quarter to $291M.

Based on Skaana Management's 13F filing for Q3 2022, filed 10 Nov 2022.