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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.28%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
29
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICPT
51
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$387K 0.1%
20,877
+1,000
+5% +$11.3K
FSR
52
PUT
DELISTED
Fisker Inc.
FSR
$382K 0.09%
59,500
+49,500
+495% +$301K
ASTR
53
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$352K 0.09%
190,500
+177,800
+1,400% +$772K
NVAX icon
54
PUT
Novavax
NVAX
$1.26B
$339K 0.08%
46,800
-30,700
-40% -$245K
X
55
PUT
DELISTED
US Steel
X
$309K 0.08%
+9,500
New +$266K
VFS icon
56
VinFast Auto
VFS
$7.79B
$305K 0.07%
+24,362
New +$638K
STEM icon
57
PUT
Stem
STEM
$53.6M
$276K 0.07%
+3,260
New +$372K
NIO icon
58
PUT
NIO
NIO
$11.9B
$271K 0.07%
+30,000
New +$334K
DNA icon
59
CALL
Ginkgo Bioworks
DNA
$612M
$260K 0.06%
3,595
– –
AQN icon
60
CALL
Algonquin Power & Utilities
AQN
$4.46B
$258K 0.06%
43,500
-52,800
-55% -$398K
BTU icon
61
PUT
Peabody Energy
BTU
$2.72B
$244K 0.06%
9,400
-1,000
-10% -$22.4K
PCT icon
62
PUT
PureCycle Technologies
PCT
$1.45B
$210K 0.05%
+37,500
New +$352K
PCT icon
63
PureCycle Technologies
PCT
$1.45B
$206K 0.05%
+36,651
New +$344K
CANO
64
CALL
DELISTED
Cano Health, Inc.
CANO
$188K 0.05%
74
– –
CNK icon
65
CALL
Cinemark Holdings
CNK
$4.41B
$165K 0.04%
9,000
– –
X
66
CALL
DELISTED
US Steel
X
$162K 0.04%
5,000
+2,500
+100% +$70.1K
LEV.WS.A
67
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$162K 0.04%
311,927
+33,558
+12% +$20.5K
SPCE icon
68
CALL
Virgin Galactic
SPCE
$379M
$144K 0.04%
4,000
-4,250
-52% -$253K
SRTA
69
CALL
Strata Critical Medical Inc
SRTA
$482M
$137K 0.03%
52,900
+200
+0.4% +$702
INDI icon
70
CALL
indie Semiconductor
INDI
$769M
$116K 0.03%
18,400
-36,000
-66% -$278K
BXMT icon
71
PUT
Blackstone Mortgage Trust
BXMT
$2.43B
$109K 0.03%
5,000
– –
AQN icon
72
PUT
Algonquin Power & Utilities
AQN
$4.46B
$103K 0.03%
17,400
-3,300
-16% -$24.9K
AMPX.WS icon
73
Amprius Technologies Warrants
AMPX.WS
$469M
$99.1K 0.02%
367,173
-250,345
-41% -$90.5K
CANO
74
PUT
DELISTED
Cano Health, Inc.
CANO
$91.3K 0.02%
36
– –
STEM icon
75
CALL
Stem
STEM
$53.6M
$84.8K 0.02%
1,000
-560
-36% -$64K
1 2
3
4 5

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MSWM
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CA
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XSC
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TOTUOP
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CIC
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PC
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RWPA
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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 35 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 35 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.