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Skaana Management Portfolio holdings

AUM $296M
1-Year Est. Return 65.1%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+65.1%
3 Year Est. Return
+167.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$407M
AUM Growth
-$48.6M
Cap. Flow
-$184M
Cap. Flow %
-45.28%
Top 10 Hldgs %
41.24%
Holding
250
New
56
Increased
29
Reduced
36
Closed
35

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$7.15M
2
AJXA
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
+$3.22M
3
THWWW
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
+$2.04M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.95M
5
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$1.67M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$51.8M
2
OXY icon
Occidental Petroleum
OXY
+$6.96M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$6.06M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$5.07M
5
PCGU
PG&E Corporation
PCGU
+$4.28M

Sector Composition

Rank Sector Weight
1 Energy 6.92%
2 Consumer Discretionary 1.23%
3 Technology 0.67%
4 Financials 0.26%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
26
CALL
Carnival Corporation Ltd
CCL
$38.1B
$2.02M 0.5%
147,400
-15,000
-9% -$249K
TH icon
27
PUT
Target Hospitality
TH
$1.51B
$1.7M 0.42%
107,200
+41,300
+63% +$582K
EXE
28
PUT
Expand Energy Corp
EXE
$21.8B
$1.36M 0.34%
15,800
+300
+2% +$25.5K
ENVX icon
29
CALL
Enovix
ENVX
$892M
$1.2M 0.3%
109,714
+58,285
+113% +$833K
SAVE
30
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$1.19M 0.29%
72,300
+34,200
+90% +$582K
FSR
31
CALL
DELISTED
Fisker Inc.
FSR
$1.18M 0.29%
184,500
+128,200
+228% +$780K
NEE icon
32
PUT
NextEra Energy
NEE
$181B
$1.09M 0.27%
19,000
– –
SOFI icon
33
SoFi Technologies
SOFI
$21B
$1.04M 0.26%
129,800
– –
SOFI icon
34
PUT
SoFi Technologies
SOFI
$21B
$1.04M 0.26%
129,800
– –
VRRM icon
35
PUT
Verra Mobility
VRRM
$804M
$1.04M 0.25%
55,400
+39,300
+244% +$762K
SAVE
36
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$977K 0.24%
59,200
+49,200
+492% +$838K
ENVX icon
37
PUT
Enovix
ENVX
$892M
$907K 0.22%
82,629
-2,742
-3% -$39.2K
MSTR icon
38
CALL
Strategy Inc
MSTR
$34.1B
$854K 0.21%
26,000
– –
VFSWW
39
VinFast Auto Ltd Warrant
VFSWW
$829K 0.2%
+211,907
New +$853K
RCL icon
40
CALL
Royal Caribbean
RCL
$85.1B
$737K 0.18%
8,000
-23,600
-75% -$2.36M
VTNR
41
CALL
DELISTED
Vertex Energy, Inc
VTNR
$735K 0.18%
165,200
+125,900
+320% +$646K
ASTSW
42
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$686K 0.17%
729,930
-532,823
-42% -$591K
NIO icon
43
CALL
NIO
NIO
$12.2B
$678K 0.17%
+75,000
New +$835K
NVAX icon
44
Novavax
NVAX
$1.2B
$625K 0.15%
86,366
-65,569
-43% -$524K
FFAI
45
CALL
Faraday Future Intelligent Electric
FFAI
$15.2M
$571K 0.14%
+24
New +$6.21M
NVAX icon
46
CALL
Novavax
NVAX
$1.2B
$552K 0.14%
76,300
-2,200
-3% -$17.6K
NCLH icon
47
CALL
Norwegian Cruise Line
NCLH
$8.51B
$506K 0.12%
30,700
-15,000
-33% -$277K
ICPT
48
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$482K 0.12%
26,000
– –
BBAI icon
49
CALL
BigBear.ai
BBAI
$1.34B
$396K 0.1%
262,500
+256,400
+4,203% +$445K
PSFE icon
50
CALL
Paysafe
PSFE
$414M
$393K 0.1%
32,800
– –
1
2
3 4 5

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RLIM
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MSWM
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CA
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XSC
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TOTUOP
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CIC
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Skaana Management's Q3 2023 Portfolio in Review

As of Q3 2023, Skaana Management held 250 positions worth $407M, down 11% from $455M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Skaana Management withdrew a net $184M in Q3 2023, closing 35 positions and reducing 36 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Skaana Management opened a new position in Apollo Global Management Series A worth $7.31M.

  • Skaana Management's largest Q3 2023 buy was Apollo Global Management Series A: 132,602 shares worth $7.31M.
  • Skaana Management added most to Target Hospitality Corp. Warrant expiring 3/15/2024 in Q3 2023, an estimated $2.04M increase.
  • Skaana Management's biggest Q3 2023 reduction was Occidental Petroleum, cutting an estimated $6.96M.
  • Skaana Management fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $51.8M.
  • Skaana Management's ten largest holdings make up 41% of its $407M portfolio in Q3 2023.
  • Skaana Management opened 56 new positions and closed 35 in Q3 2023.
  • Skaana Management's portfolio value fell 11% quarter-over-quarter to $407M.

Based on Skaana Management's 13F filing for Q3 2023, filed 14 Nov 2023.