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Simplify Asset Management Portfolio holdings

AUM $7.19B
1-Year Est. Return 6.88%
This Fund
S&P 500
This Quarter Est. Return
-1.88%
1 Year Est. Return
+6.88%
3 Year Est. Return
+44.98%
5 Year Est. Return
+50.08%
10 Year Est. Return
–
AUM
$875M
AUM Growth
+$115M
Cap. Flow
+$150M
Cap. Flow %
17.19%
Top 10 Hldgs %
75.39%
Holding
137
New
24
Increased
29
Reduced
45
Closed
15

Top Buys

Rank Stock Value
1
AGGH icon
Simplify Aggregate Bond ETF
AGGH
+$52.7M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.71M
4
PAGP icon
Plains GP Holdings
PAGP
+$5.15M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.1M
2
PAA icon
Plains All American Pipeline
PAA
+$9.16M
3
CDX icon
Simplify High Yield ETF
CDX
+$3.85M
4
BUCK icon
Simplify Stable Income ETF
BUCK
+$2.81M
5
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 10.64%
2 Energy 2.53%
3 Financials 0.6%
4 Technology 0.58%
5 Industrials 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$881B
$278M 31.83%
648,295
-53,952
-8% -$24.1M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$113M 12.92%
+264,300
New +$118M
EFA icon
3
PUT
iShares MSCI EAFE ETF
EFA
$76.5B
$82M 9.37%
1,189,400
-5,700
-0.5% -$408K
AGGH icon
4
Simplify Aggregate Bond ETF
AGGH
$571M
$58.4M 6.67%
2,736,854
+2,380,028
+667% +$52.7M
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$38.8M 4.44%
380,571
+351,134
+1,193% +$37M
IWM icon
6
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$23.3M 2.67%
+132,100
New +$24.8M
PAGP icon
7
Plains GP Holdings
PAGP
$5.07B
$22.1M 2.53%
1,372,360
+327,263
+31% +$5.15M
IEFA icon
8
iShares Core MSCI EAFE ETF
IEFA
$186B
$15.3M 1.75%
238,338
-9,539
-4% -$639K
EEM icon
9
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$14.7M 1.68%
387,400
-23,600
-6% -$934K
NVDA icon
10
PUT
NVIDIA
NVDA
$4.91T
$13.4M 1.53%
307,000
– –
TUA icon
11
Simplify Short Term Treasury Futures Strategy ETF
TUA
$752M
$9.94M 1.14%
455,179
+102,876
+29% +$2.3M
TSLA icon
12
CALL
Tesla
TSLA
$1.43T
$9.61M 1.1%
38,400
+26,500
+223% +$6.81M
MBB icon
13
iShares MBS ETF
MBB
$39.3B
$6.87M 0.79%
77,347
+43,520
+129% +$3.98M
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$139B
$6.48M 0.74%
68,900
+59,265
+615% +$5.71M
APLT
15
DELISTED
Applied Therapeutics
APLT
$6.02M 0.69%
2,417,505
+34,884
+1% +$57.5K
CDX icon
16
Simplify High Yield ETF
CDX
$385M
$5.91M 0.68%
273,410
-176,457
-39% -$3.85M
CTA icon
17
Simplify Managed Futures Strategy ETF
CTA
$1.57B
$5.14M 0.59%
186,574
-91,698
-33% -$2.38M
HYG icon
18
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$4.93M 0.56%
66,923
+52,707
+371% +$3.94M
VMBS icon
19
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$4.85M 0.55%
111,100
+42,472
+62% +$1.91M
TLT icon
20
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.43M 0.51%
+49,900
New +$4.8M
TLT icon
21
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.43M 0.51%
+49,900
New +$4.8M
LTPZ icon
22
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$690M
$4.31M 0.49%
+82,000
New +$4.63M
PFIX icon
23
Simplify Interest Rate Hedge ETF
PFIX
$175M
$4.04M 0.46%
42,250
-10,633
-20% -$809K
IEMG icon
24
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$3.87M 0.44%
81,259
-882
-1% -$43.6K
OCSL icon
25
Oaktree Specialty Lending
OCSL
$1.07B
$3.78M 0.43%
+187,655
New +$3.75M
1
2 3 4 5

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UB
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TSC
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Simplify Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Simplify Asset Management held 137 positions worth $875M, up 15% from $760M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Simplify Asset Management deployed $150M of net new capital in Q3 2023, opening 24 new positions and adding to 29 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, down from 13% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $24.1M trimmed.

  • Simplify Asset Management's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 49,900 shares worth $4.43M.
  • Simplify Asset Management added most to Simplify Aggregate Bond ETF in Q3 2023, an estimated $52.7M increase.
  • Simplify Asset Management's biggest Q3 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $24.1M.
  • Simplify Asset Management fully exited Plains All American Pipeline in Q3 2023, selling an estimated $9.16M.
  • Simplify Asset Management's ten largest holdings make up 75% of its $875M portfolio in Q3 2023.
  • Simplify Asset Management opened 24 new positions and closed 15 in Q3 2023.
  • Simplify Asset Management's portfolio value rose 15% quarter-over-quarter to $875M.

Based on Simplify Asset Management's 13F filing for Q3 2023, filed 14 Nov 2023.