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Simplify Asset Management Portfolio holdings

AUM $7.19B
1-Year Est. Return 6.88%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+6.88%
3 Year Est. Return
+44.98%
5 Year Est. Return
+50.08%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$779M
Cap. Flow
+$798M
Cap. Flow %
55.2%
Top 10 Hldgs %
99.01%
Holding
43
New
19
Increased
9
Reduced
10
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$104M
2
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$12M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.67M
4
PLTR icon
Palantir
PLTR
+$801K
5
AMZN icon
Amazon
AMZN
+$493K

Top Sells

Rank Stock Value
1
QQQJ icon
Invesco NASDAQ Next Gen 100 ETF
QQQJ
+$717K
2
SVXY icon
ProShares Short VIX Short-Term Futures ETF
SVXY
+$675K
3
CRWD icon
CrowdStrike
CRWD
+$513K
4
LMND icon
Lemonade
LMND
+$331K
5
SPOT icon
Spotify
SPOT
+$231K

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Consumer Discretionary 0.06%
3 Communication Services 0.05%
4 Financials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$743M 51.37%
1,730,400
+1,409,700
+440% +$622M
IVV icon
2
iShares Core S&P 500 ETF
IVV
$881B
$509M 35.19%
1,180,953
+234,152
+25% +$104M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$466B
$88.8M 6.15%
248,200
+128,400
+107% +$47.3M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$49.2M 3.4%
114,700
+18,500
+19% +$8.16M
QQQ icon
5
Invesco QQQ Trust
QQQ
$466B
$14.5M 1%
40,390
+15,391
+62% +$5.67M
SVOL icon
6
Simplify Volatility Premium ETF
SVOL
$534M
$11.8M 0.81%
+443,892
New +$12M
SVXY icon
7
ProShares Short VIX Short-Term Futures ETF
SVXY
$219M
$5.87M 0.41%
216,000
-24,244
-10% -$675K
NET icon
8
CALL
Cloudflare
NET
$98.6B
$4.27M 0.3%
37,900
-45,600
-55% -$5.45M
QQQ icon
9
CALL
Invesco QQQ Trust
QQQ
$466B
$3.47M 0.24%
+9,700
New +$3.57M
TSLA icon
10
CALL
Tesla
TSLA
$1.43T
$2.09M 0.14%
8,100
-7,800
-49% -$1.84M
Z icon
11
CALL
Zillow
Z
$7.76B
$1.3M 0.09%
+14,700
New +$1.49M
LMND icon
12
CALL
Lemonade
LMND
$5.16B
$1.26M 0.09%
18,800
-2,900
-13% -$234K
NET icon
13
Cloudflare
NET
$98.6B
$985K 0.07%
8,740
-260
-3% -$31.1K
PLTR icon
14
Palantir
PLTR
$317B
$790K 0.05%
+32,853
New +$801K
DDOG icon
15
Datadog
DDOG
$92.1B
$773K 0.05%
5,471
+3,295
+151% +$416K
SNAP icon
16
CALL
Snap
SNAP
$7.62B
$724K 0.05%
9,800
-100
-1% -$7.22K
CRWD icon
17
CrowdStrike
CRWD
$207B
$706K 0.05%
11,488
-7,952
-41% -$513K
CRWD icon
18
CALL
CrowdStrike
CRWD
$207B
$541K 0.04%
8,800
-7,200
-45% -$464K
UPST icon
19
CALL
Upstart Holdings
UPST
$2.82B
$506K 0.04%
+1,600
New +$316K
AMZN icon
20
Amazon
AMZN
$2.66T
$470K 0.03%
+2,860
New +$493K
AAPL icon
21
Apple
AAPL
$4.9T
$450K 0.03%
+3,179
New +$468K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$4.22T
$437K 0.03%
+3,280
New +$452K
UPST icon
23
Upstart Holdings
UPST
$2.82B
$428K 0.03%
+1,352
New +$267K
MSFT icon
24
Microsoft
MSFT
$2.93T
$404K 0.03%
+1,434
New +$417K
SNOW icon
25
Snowflake
SNOW
$93.2B
$378K 0.03%
1,249
+387
+45% +$110K
1
2

Similar funds

CFG
Citizens Financial Group Providence, Rhode Island $7.19B AUM 23.93% 1-Year Est. Return
FPP
Findlay Park Partners London, United Kingdom $7.17B AUM 17.27% 1-Year Est. Return
DS
DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
TSC
Two Seas Capital Rye, New York $7.15B AUM 169.27% 1-Year Est. Return
FPA
First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return
SC
Saturna Capital Bellingham, Washington $7.13B AUM 35.47% 1-Year Est. Return
MNA
Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

Simplify Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Simplify Asset Management held 43 positions worth $1.45B, up 117% from $667M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Simplify Asset Management deployed $798M of net new capital in Q3 2021, opening 19 new positions and adding to 9 existing holdings. Its largest new stake was Simplify Volatility Premium ETF: 443,892 shares worth $11.8M.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, up from 0.48% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was ProShares Short VIX Short-Term Futures ETF, an estimated $675K trimmed.

  • Simplify Asset Management's largest Q3 2021 buy was Simplify Volatility Premium ETF: 443,892 shares worth $11.8M.
  • Simplify Asset Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $104M increase.
  • Simplify Asset Management's biggest Q3 2021 reduction was ProShares Short VIX Short-Term Futures ETF, cutting an estimated $675K.
  • Simplify Asset Management fully exited Invesco NASDAQ Next Gen 100 ETF in Q3 2021, selling an estimated $717K.
  • Simplify Asset Management's ten largest holdings make up 99% of its $1.45B portfolio in Q3 2021.
  • Simplify Asset Management opened 19 new positions and closed 5 in Q3 2021.
  • Simplify Asset Management's portfolio value rose 117% quarter-over-quarter to $1.45B.

Based on Simplify Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.