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SAM

Simplify Asset Management Portfolio holdings

AUM $7.19B
1-Year Est. Return 6.88%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+6.88%
3 Year Est. Return
+44.98%
5 Year Est. Return
+50.08%
10 Year Est. Return
–
AUM
$649M
AUM Growth
-$292M
Cap. Flow
-$309M
Cap. Flow %
-47.61%
Top 10 Hldgs %
86.39%
Holding
87
New
13
Increased
41
Reduced
22
Closed
9

Top Buys

Rank Stock Value
1
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$4.6M
2
DXCM icon
DexCom
DXCM
+$1.87M
3
BIIB icon
Biogen
BIIB
+$1.65M
4
ESTA icon
Establishment Labs
ESTA
+$1.47M
5
HIGH icon
Simplify Enhanced Income ETF
HIGH
+$512K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$131M
2
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$13.3M
3
CDX icon
Simplify High Yield ETF
CDX
+$11.8M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$11.5M
5
TYA icon
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
+$9.04M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 0.21%
3 Consumer Discretionary 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$881B
$452M 69.71%
1,177,226
-338,512
-22% -$131M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$26.1M 4.02%
68,200
+16,100
+31% +$6.19M
IEFA icon
3
iShares Core MSCI EAFE ETF
IEFA
$186B
$22M 3.39%
357,240
-39,959
-10% -$2.35M
SVOL icon
4
Simplify Volatility Premium ETF
SVOL
$534M
$10.6M 1.63%
481,744
-616,856
-56% -$13.3M
CDX icon
5
Simplify High Yield ETF
CDX
$385M
$10.5M 1.61%
489,334
-534,955
-52% -$11.8M
SMH icon
6
PUT
VanEck Semiconductor ETF
SMH
$67.5B
$9.88M 1.52%
97,400
-95,600
-50% -$9.72M
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$9.86M 1.52%
37,030
-41,419
-53% -$11.5M
UVXY icon
8
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$237M
$7.41M 1.14%
4,320
+760
+21% +$1.78M
TSLA icon
9
CALL
Tesla
TSLA
$1.43T
$6.12M 0.94%
49,700
-274,400
-85% -$52M
TYA icon
10
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.2M
$5.87M 0.9%
387,447
-588,378
-60% -$9.04M
IEMG icon
11
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$4.79M 0.74%
102,564
-56,100
-35% -$2.55M
TUA icon
12
Simplify Short Term Treasury Futures Strategy ETF
TUA
$752M
$4.56M 0.7%
+183,831
New +$4.6M
PFIX icon
13
Simplify Interest Rate Hedge ETF
PFIX
$175M
$4.32M 0.67%
60,290
-21,715
-26% -$1.52M
UNH icon
14
UnitedHealth
UNH
$387B
$4.24M 0.65%
7,997
+644
+9% +$341K
CTA icon
15
Simplify Managed Futures Strategy ETF
CTA
$1.57B
$4.15M 0.64%
159,566
-20,374
-11% -$575K
CI icon
16
Cigna
CI
$74.5B
$2.93M 0.45%
8,851
+714
+9% +$226K
REGN icon
17
Regeneron Pharmaceuticals
REGN
$70.9B
$2.84M 0.44%
3,935
+315
+9% +$232K
LLY icon
18
Eli Lilly
LLY
$1.05T
$2.8M 0.43%
7,652
+616
+9% +$218K
JNJ icon
19
Johnson & Johnson
JNJ
$609B
$2.79M 0.43%
15,786
-1,549
-9% -$267K
ARES icon
20
PUT
Ares Management
ARES
$28.3B
$2.78M 0.43%
+40,600
New +$2.93M
CUTR
21
DELISTED
Cutera, Inc.
CUTR
$2.69M 0.41%
60,788
+4,893
+9% +$223K
NET icon
22
CALL
Cloudflare
NET
$98.6B
$2.61M 0.4%
57,800
+23,100
+67% +$1.14M
DXCM icon
23
DexCom
DXCM
$29.6B
$2.44M 0.38%
21,574
+17,010
+373% +$1.87M
IJR icon
24
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.35M 0.36%
24,870
-6,976
-22% -$669K
ESTA icon
25
Establishment Labs
ESTA
$2.72B
$2.33M 0.36%
35,528
+24,321
+217% +$1.47M
1
2 3 4

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FPP
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DS
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UB
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TSC
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FPA
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SC
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Simplify Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Simplify Asset Management held 87 positions worth $649M, down 31% from $941M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Simplify Asset Management withdrew a net $309M in Q4 2022, closing 9 positions and reducing 22 holdings. Its most notable exit was Sanofi, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Simplify Asset Management opened a new position in Simplify Short Term Treasury Futures Strategy ETF worth $4.56M.

  • Simplify Asset Management's largest Q4 2022 buy was Simplify Short Term Treasury Futures Strategy ETF: 183,831 shares worth $4.56M.
  • Simplify Asset Management added most to DexCom in Q4 2022, an estimated $1.87M increase.
  • Simplify Asset Management's biggest Q4 2022 reduction was iShares Core S&P 500 ETF, cutting an estimated $131M.
  • Simplify Asset Management fully exited Sanofi in Q4 2022, selling an estimated $1.24M.
  • Simplify Asset Management's ten largest holdings make up 86% of its $649M portfolio in Q4 2022.
  • Simplify Asset Management opened 13 new positions and closed 9 in Q4 2022.
  • Simplify Asset Management's portfolio value fell 31% quarter-over-quarter to $649M.

Based on Simplify Asset Management's 13F filing for Q4 2022, filed 10 Feb 2023.